Investment-Advisory (20)
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SEBI issues demand notice against Thousand Keys and its proprietor Tapas Das for operating unregistered investment advisory services. | |||||||||||||
SEBI issues demand notice against Thousand Keys and its proprietor Tapas Das for operating unregistered investment advisory services.
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SEBI cancels Recovery Certificate No. 8418 of 2024 issued against Heet Manish Bapna for unregistered investment advisory services. | |||||||||||||
SEBI cancels Recovery Certificate No. 8418 of 2024 issued against Heet Manish Bapna for unregistered investment advisory services.
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SEBI issues Recovery Certificate No. 8883 of 2025 against Mr. Jitendra Bharbhuja (Proprietor of Maxx Innovation) for providing unregistered … | |||||||||||||
SEBI issues Recovery Certificate No. 8883 of 2025 against Mr. Jitendra Bharbhuja (Proprietor of Maxx Innovation) for providing unregistered investment advisory and portfolio management services.
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SEBI compliance release order for Recovery Certificate No. 8418 of 2024 against Heet Manish Bapna alias Heet Manish Bafna regarding … | |||||||||||||
SEBI compliance release order for Recovery Certificate No. 8418 of 2024 against Heet Manish Bapna alias Heet Manish Bafna regarding unregistered investment advisory services.
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SEBI remittance order against individuals and entity for providing unregistered investment advisory services through 'Baap of Chart' … | |||||||||||||
SEBI remittance order against individuals and entity for providing unregistered investment advisory services through 'Baap of Chart' platform.
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SEBI General Remittance Order against Jadav Vamshi for conducting unregistered investment advisory activities through 'Baap of Chart'. | |||||||||||||
SEBI General Remittance Order against Jadav Vamshi for conducting unregistered investment advisory activities through 'Baap of Chart'.
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SEBI notice of attachment against P. Krishnakumar for unregistered investment advisory services through YM Forecast. | |||||||||||||
SEBI notice of attachment against P. Krishnakumar for unregistered investment advisory services through YM Forecast.
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SEBI remittance advice for recovery proceedings against Mr. Mrityunjay Kumar regarding unregistered investment advisory services violation. | |||||||||||||
SEBI remittance advice for recovery proceedings against Mr. Mrityunjay Kumar regarding unregistered investment advisory services violation.
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SEBI remittance advice against defaulter for unregistered investment advisory services under Recovery Certificate No. 8773 of 2025. | |||||||||||||
SEBI remittance advice against defaulter for unregistered investment advisory services under Recovery Certificate No. 8773 of 2025.
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SEBI issues order under Section 12(3) against Research Analyst Parag Salot (Registration No. INH000000115) for mis-selling services, … | |||||||||||||
SEBI issues order under Section 12(3) against Research Analyst Parag Salot (Registration No. INH000000115) for mis-selling services, fraudulent fund collection, and multiple regulatory compliance failures.
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