Investment-Advisory (14)
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SEBI has debarred Mr. Yash Garg (Proprietor of Yash Trading Academy, PAN: ASCPG7653D) from accessing the securities market for two years for … | |||||||||||||
SEBI has debarred Mr. Yash Garg (Proprietor of Yash Trading Academy, PAN: ASCPG7653D) from accessing the securities market for two years for offering unregistered investment advisory and portfolio management services.
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SEBI announces completion of Recovery Certificate No. 9050 of 2026 dated February 25, 2026, issued to Mr. Ajay Kumar Chaddha in the matter … | |||||||||||||
SEBI announces completion of Recovery Certificate No. 9050 of 2026 dated February 25, 2026, issued to Mr. Ajay Kumar Chaddha in the matter of unregistered investment advisory services.
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SEBI issued a Notice of Demand under Recovery Certificate No. 9058 of 2026 dated March 09, 2026 to Mr. Naresh Pal, Proprietor of Equity … | |||||||||||||
SEBI issued a Notice of Demand under Recovery Certificate No. 9058 of 2026 dated March 09, 2026 to Mr. Naresh Pal, Proprietor of Equity Mantra (PAN: DPDPP1122R), for operating unregistered investment advisory services.
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SEBI issues a prohibitory order against Ankit Goel (PAN: AUQPG5385A) under Recovery Certificate No. 5228 of 2022 in the matter of Equity … | |||||||||||||
SEBI issues a prohibitory order against Ankit Goel (PAN: AUQPG5385A) under Recovery Certificate No. 5228 of 2022 in the matter of Equity Mania Financial Advisory, directing banks and depositories to freeze assets to recover outstanding dues.
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SEBI issues Notice of Demand under Recovery Certificate No. 9050 of 2026 dated February 25, 2026, against Mr. Ajay Kumar Chaddha (PAN: … | |||||||||||||
SEBI issues Notice of Demand under Recovery Certificate No. 9050 of 2026 dated February 25, 2026, against Mr. Ajay Kumar Chaddha (PAN: AUGPC0559C) for operating unregistered investment advisory services in violation of SEBI (Investment Advisers) Regulations.
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SEBI final order addressing unregistered investment advisory activities by Mr. Madhav Tiwari (Divinecommodity.co), following SAT challenge … | |||||||||||||
SEBI final order addressing unregistered investment advisory activities by Mr. Madhav Tiwari (Divinecommodity.co), following SAT challenge regarding computation of illegal gains and refund amounts.
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SEBI final order addressing illegal unregistered investment advisory activities by Mr. Madhav Tiwari (Divinecommodity.co), including refund … | |||||||||||||
SEBI final order addressing illegal unregistered investment advisory activities by Mr. Madhav Tiwari (Divinecommodity.co), including refund directions and market debarment.
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SEBI order against Vishal Lath concerning unregistered investment advisory services and portfolio manager services provided by Maxx … | |||||||||||||
SEBI order against Vishal Lath concerning unregistered investment advisory services and portfolio manager services provided by Maxx Innovation Growth and Maxx Innovation.
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SEBI recovery order against P. Krishnakumar and Jagadeesan for operating unregistered investment advisory services through YM Forecast. | |||||||||||||
SEBI recovery order against P. Krishnakumar and Jagadeesan for operating unregistered investment advisory services through YM Forecast.
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SEBI issues General Remittance Order RC no 8763 of 2025 against Ajay Kumar Mukhiya for conducting unregistered investment advisory services. | |||||||||||||
SEBI issues General Remittance Order RC no 8763 of 2025 against Ajay Kumar Mukhiya for conducting unregistered investment advisory services.
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