Investment-Advisory (26)
Date | Circular | Tags | |||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|
SEBI issues Notice of Attachment for Recovery Certificate No. 8839 of 2025 in matter of unregistered portfolio management services by Ameet … | |||||||||||||
SEBI issues Notice of Attachment for Recovery Certificate No. 8839 of 2025 in matter of unregistered portfolio management services by Ameet Savant (Ventura) and unregistered investment advisory by Crefin India Management Pvt. Ltd.
| |||||||||||||
SEBI issues completion order for Recovery Certificate No. 8813 of 2025 against Mr. Priyank Dineshbhai Shah in the matter of unregistered … | |||||||||||||
SEBI issues completion order for Recovery Certificate No. 8813 of 2025 against Mr. Priyank Dineshbhai Shah in the matter of unregistered investment advisory activities.
| |||||||||||||
SEBI remittance order for recovery proceedings against Pranay Kumar, Proprietor of M/s Capital Gyan for unregistered investment advisory … | |||||||||||||
SEBI remittance order for recovery proceedings against Pranay Kumar, Proprietor of M/s Capital Gyan for unregistered investment advisory activities.
| |||||||||||||
SEBI remittance order dated 09.09.2025 under RC No. 8823/2025 against Mr. Manish Bhardwaj (PAN: CEUPB0805G) for providing unregistered … | |||||||||||||
SEBI remittance order dated 09.09.2025 under RC No. 8823/2025 against Mr. Manish Bhardwaj (PAN: CEUPB0805G) for providing unregistered investment advisory services.
| |||||||||||||
SEBI remittance order for recovery certificate proceedings against Mr. Manish Bhardwaj for unregistered investment advisory services. | |||||||||||||
SEBI remittance order for recovery certificate proceedings against Mr. Manish Bhardwaj for unregistered investment advisory services.
| |||||||||||||
SEBI issues demand notice against Mr. Rahul Goswami for providing unregistered investment advisory services, requiring payment of penalties … | |||||||||||||
SEBI issues demand notice against Mr. Rahul Goswami for providing unregistered investment advisory services, requiring payment of penalties and compliance with regulations.
| |||||||||||||
SEBI issues demand notice against Thousand Keys and its proprietor Tapas Das for operating unregistered investment advisory services. | |||||||||||||
SEBI issues demand notice against Thousand Keys and its proprietor Tapas Das for operating unregistered investment advisory services.
| |||||||||||||
SEBI cancels Recovery Certificate No. 8418 of 2024 issued against Heet Manish Bapna for unregistered investment advisory services. | |||||||||||||
SEBI cancels Recovery Certificate No. 8418 of 2024 issued against Heet Manish Bapna for unregistered investment advisory services.
| |||||||||||||
SEBI issues Recovery Certificate No. 8883 of 2025 against Mr. Jitendra Bharbhuja (Proprietor of Maxx Innovation) for providing unregistered … | |||||||||||||
SEBI issues Recovery Certificate No. 8883 of 2025 against Mr. Jitendra Bharbhuja (Proprietor of Maxx Innovation) for providing unregistered investment advisory and portfolio management services.
| |||||||||||||
SEBI compliance release order for Recovery Certificate No. 8418 of 2024 against Heet Manish Bapna alias Heet Manish Bafna regarding … | |||||||||||||
SEBI compliance release order for Recovery Certificate No. 8418 of 2024 against Heet Manish Bapna alias Heet Manish Bafna regarding unregistered investment advisory services.
|