Investment-Advisory (9)
| Date | Circular | Tags | |||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
SEBI final order addressing unregistered investment advisory activities by Mr. Madhav Tiwari (Divinecommodity.co), following SAT challenge … | |||||||||||||
SEBI final order addressing unregistered investment advisory activities by Mr. Madhav Tiwari (Divinecommodity.co), following SAT challenge regarding computation of illegal gains and refund amounts.
| |||||||||||||
SEBI final order addressing illegal unregistered investment advisory activities by Mr. Madhav Tiwari (Divinecommodity.co), including refund … | |||||||||||||
SEBI final order addressing illegal unregistered investment advisory activities by Mr. Madhav Tiwari (Divinecommodity.co), including refund directions and market debarment.
| |||||||||||||
SEBI order against Vishal Lath concerning unregistered investment advisory services and portfolio manager services provided by Maxx … | |||||||||||||
SEBI order against Vishal Lath concerning unregistered investment advisory services and portfolio manager services provided by Maxx Innovation Growth and Maxx Innovation.
| |||||||||||||
SEBI recovery order against P. Krishnakumar and Jagadeesan for operating unregistered investment advisory services through YM Forecast. | |||||||||||||
SEBI recovery order against P. Krishnakumar and Jagadeesan for operating unregistered investment advisory services through YM Forecast.
| |||||||||||||
SEBI issues General Remittance Order RC no 8763 of 2025 against Ajay Kumar Mukhiya for conducting unregistered investment advisory services. | |||||||||||||
SEBI issues General Remittance Order RC no 8763 of 2025 against Ajay Kumar Mukhiya for conducting unregistered investment advisory services.
| |||||||||||||
SEBI issues Recovery Certificate no. 8789 of 2025 against Sarvesh Kumar, proprietor of Business Mart World, for conducting unregistered … | |||||||||||||
SEBI issues Recovery Certificate no. 8789 of 2025 against Sarvesh Kumar, proprietor of Business Mart World, for conducting unregistered investment advisory activities.
| |||||||||||||
SEBI completes recovery proceedings against Arjun Sharma/M/s Commodity Raja for unregistered investment advisory activities under Recovery … | |||||||||||||
SEBI completes recovery proceedings against Arjun Sharma/M/s Commodity Raja for unregistered investment advisory activities under Recovery Certificate No. 8772 of 2025.
| |||||||||||||
SEBI issued prohibitory orders against Mohammad Nasiruddin Ansari, Rahul Rao Padamati, and Golden Syndicate Ventures for conducting … | |||||||||||||
SEBI issued prohibitory orders against Mohammad Nasiruddin Ansari, Rahul Rao Padamati, and Golden Syndicate Ventures for conducting unregistered investment advisory services through 'Baap of Chart'.
| |||||||||||||
SEBI order under Section 12(3) of SEBI Act and Regulation 27, 35 of Intermediaries Regulations and Regulation 32 of Research Analyst … | |||||||||||||
SEBI order under Section 12(3) of SEBI Act and Regulation 27, 35 of Intermediaries Regulations and Regulation 32 of Research Analyst Regulations concerning Mr. Purooskhan (Registration No. INH200006008) regarding misuse of his registration number by unauthorized entities.
| |||||||||||||