Investment-Advisers (29)
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SEBI introduces interim arrangements allowing Investment Advisers and Research Analysts to communicate certified past performance data to … | |||||||||||||
SEBI introduces interim arrangements allowing Investment Advisers and Research Analysts to communicate certified past performance data to clients on request, with specific conditions and timelines tied to PaRRVA operationalization.
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SEBI introduces interim framework allowing Investment Advisers and Research Analysts to communicate certified past performance data to … | |||||||||||||
SEBI introduces interim framework allowing Investment Advisers and Research Analysts to communicate certified past performance data to clients on request before Past Risk and Return Verification Agency (PaRRVA) becomes operational.
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SEBI allows Investment Advisers to charge fees up to 2.5% per annum on assets under pre-existing distribution arrangements when providing … | |||||||||||||
SEBI allows Investment Advisers to charge fees up to 2.5% per annum on assets under pre-existing distribution arrangements when providing second opinions to clients.
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SEBI allows Investment Advisers to charge fees up to 2.5% per annum for providing second opinion on client assets under pre-existing … | |||||||||||||
SEBI allows Investment Advisers to charge fees up to 2.5% per annum for providing second opinion on client assets under pre-existing distribution arrangements, subject to annual client consent and disclosure of dual costs.
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BSE circular on interim arrangement allowing IAs and RAs to communicate certified past performance data to clients on request before Past … | |||||||||||||
BSE circular on interim arrangement allowing IAs and RAs to communicate certified past performance data to clients on request before Past Risk and Return Verification Agency (PaRRVA) becomes operational.
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BSE circular specifying interim framework allowing Investment Advisers and Research Analysts to communicate certified past performance data … | |||||||||||||
BSE circular specifying interim framework allowing Investment Advisers and Research Analysts to communicate certified past performance data to clients on request, prior to operationalisation of Past Risk and Return Verification Agency (PaRRVA).
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SEBI allows Investment Advisers and Research Analysts to provide certified past performance data to clients on request before PaRRVA becomes … | |||||||||||||
SEBI allows Investment Advisers and Research Analysts to provide certified past performance data to clients on request before PaRRVA becomes operational, subject to specific conditions and disclaimers.
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SEBI allows Investment Advisers to charge up to 2.5% annual fee for providing second opinions on client assets under pre-existing … | |||||||||||||
SEBI allows Investment Advisers to charge up to 2.5% annual fee for providing second opinions on client assets under pre-existing distribution arrangements, with mandatory disclosure of dual costs.
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RTI appeal dismissed as time-barred regarding complaint against unauthorized investment advisory services on Instagram handle … | |||||||||||||
RTI appeal dismissed as time-barred regarding complaint against unauthorized investment advisory services on Instagram handle @financetalkwithrishabh.
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SEBI guidance on Investment Advisers Regulations 2013 covering registration, fees, deposits, and compliance requirements. | |||||||||||||
SEBI guidance on Investment Advisers Regulations 2013 covering registration, fees, deposits, and compliance requirements.
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