Investment-Adviser (149)
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SEBI imposes penalties on Research Guru (INA000005507) and its associates for multiple violations of Investment Adviser Regulations … | |||||||||||||
SEBI imposes penalties on Research Guru (INA000005507) and its associates for multiple violations of Investment Adviser Regulations including fraudulent practices, unauthorized operations, and code of conduct breaches.
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SEBI adjudication proceedings against Research Guru and its associates for multiple violations including unauthorized franchising of … | |||||||||||||
SEBI adjudication proceedings against Research Guru and its associates for multiple violations including unauthorized franchising of investment advisory services, fraudulent practices, and non-compliance with IA Regulations.
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SEBI adjudication order imposing penalties on Research Guru (Registration No. INA000005507) and its associates for multiple violations of … | |||||||||||||
SEBI adjudication order imposing penalties on Research Guru (Registration No. INA000005507) and its associates for multiple violations of Investment Advisers Regulations including fraudulent practices and unauthorized operations.
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SEBI suspends registration of Investment Adviser Winway Research (INA000007492) for multiple violations including operating without proper … | |||||||||||||
SEBI suspends registration of Investment Adviser Winway Research (INA000007492) for multiple violations including operating without proper registration, accepting payments through third-party accounts, and charging duplicate fees.
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SEBI order suspending registration of Investment Adviser Winway Research (INA000007492) for violations including unauthorized fee … | |||||||||||||
SEBI order suspending registration of Investment Adviser Winway Research (INA000007492) for violations including unauthorized fee collection, improper payment practices, and non-compliance with registration requirements.
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SEBI adjudication order against Research Guru (Investment Adviser) and its operator Abhishek Sharma for multiple violations of Investment … | |||||||||||||
SEBI adjudication order against Research Guru (Investment Adviser) and its operator Abhishek Sharma for multiple violations of Investment Advisers Regulations, Code of Conduct, and fraudulent trade practices.
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SEBI order under Section 12(3) against Winway Research (Proprietor: Ankur Jain) for violations including operating without proper … | |||||||||||||
SEBI order under Section 12(3) against Winway Research (Proprietor: Ankur Jain) for violations including operating without proper registration, charging undisclosed fees, accepting payments in irregular accounts, and non-compliance with Investment Adviser regulations.
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SEBI issues completion order for Recovery Certificate No. 8638 of 2025 in the matter of Pinnacle Market Investment Advisory Pvt. Ltd. for … | |||||||||||||
SEBI issues completion order for Recovery Certificate No. 8638 of 2025 in the matter of Pinnacle Market Investment Advisory Pvt. Ltd. for compliance and recovery proceedings.
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SEBI issues release order completing recovery proceedings against Pinnacle Market Investment Advisory Pvt. Ltd. under Recovery Certificate … | |||||||||||||
SEBI issues release order completing recovery proceedings against Pinnacle Market Investment Advisory Pvt. Ltd. under Recovery Certificate No. 8638 of 2025.
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SEBI order under Section 12(3) of SEBI Act, 1992 against Investment Adviser Krishna Kumar Jaiswal for non-availability during inspection and … | |||||||||||||
SEBI order under Section 12(3) of SEBI Act, 1992 against Investment Adviser Krishna Kumar Jaiswal for non-availability during inspection and failure to maintain updated contact details.
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