Investigation (142)
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SEBI order under Section 12(3) of SEBI Act, 1992 against Investment Adviser Krishna Kumar Jaiswal for non-availability during inspection and … | |||||||||||||
SEBI order under Section 12(3) of SEBI Act, 1992 against Investment Adviser Krishna Kumar Jaiswal for non-availability during inspection and failure to maintain updated contact details.
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SEBI order under Section 12(3) of SEBI Act, 1992 against Investment Adviser Krishna Kumar Jaiswal for being unreachable and not maintaining … | |||||||||||||
SEBI order under Section 12(3) of SEBI Act, 1992 against Investment Adviser Krishna Kumar Jaiswal for being unreachable and not maintaining updated contact details as required under regulations.
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SEBI order under Section 12(3) of SEBI Act, 1992 against Investment Adviser Krishna Kumar Jaiswal for non-availability during inspection and … | |||||||||||||
SEBI order under Section 12(3) of SEBI Act, 1992 against Investment Adviser Krishna Kumar Jaiswal for non-availability during inspection and failure to maintain updated contact details.
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SEBI order under Section 12(3) of SEBI Act, 1992 against Investment Adviser Krishna Kumar Jaiswal for non-cooperation during inspection and … | |||||||||||||
SEBI order under Section 12(3) of SEBI Act, 1992 against Investment Adviser Krishna Kumar Jaiswal for non-cooperation during inspection and failure to update contact details.
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SEBI settlement order against Mr. Hemant Ghai for communicating material non-public information regarding stock recommendations to be … | |||||||||||||
SEBI settlement order against Mr. Hemant Ghai for communicating material non-public information regarding stock recommendations to be provided on TV shows, leading to unlawful gains through advance trading.
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SEBI imposes penalty on Parasmani Tradelink Private Limited for executing non-genuine reversal trades in illiquid stock options at BSE … | |||||||||||||
SEBI imposes penalty on Parasmani Tradelink Private Limited for executing non-genuine reversal trades in illiquid stock options at BSE during April 2014 to September 2015, creating artificial volumes.
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SEBI adjudication order against Alternative Dealers Private Limited for executing non-genuine reversal trades in illiquid stock options at … | |||||||||||||
SEBI adjudication order against Alternative Dealers Private Limited for executing non-genuine reversal trades in illiquid stock options at BSE during April 2014 to September 2015, creating artificial volumes.
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SEBI order under Section 12(3) of SEBI Act, 1992 read with Regulation 30A of SEBI (Intermediaries) Regulations, 2008 against Investment … | |||||||||||||
SEBI order under Section 12(3) of SEBI Act, 1992 read with Regulation 30A of SEBI (Intermediaries) Regulations, 2008 against Investment Adviser Krishna Kumar Jaiswal for non-cooperation during inspection and failure to update contact details.
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SEBI restrains Avadhut Sathe Trading Academy Private Limited and Avadhut Dinkar Sathe from buying, selling or dealing in securities until … | |||||||||||||
SEBI restrains Avadhut Sathe Trading Academy Private Limited and Avadhut Dinkar Sathe from buying, selling or dealing in securities until further orders.
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SEBI issues interim ex-parte order against Avadhut Sathe Trading Academy Private Limited and its directors for operating as unregistered … | |||||||||||||
SEBI issues interim ex-parte order against Avadhut Sathe Trading Academy Private Limited and its directors for operating as unregistered investment advisers and making misleading claims about trading profits.
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