Intermediary-Regulation (2)
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SEBI order against First Overseas Capital Limited for violations including non-maintenance of net worth, accepting public deposits for … | |||||||||||||
SEBI order against First Overseas Capital Limited for violations including non-maintenance of net worth, accepting public deposits for underwriting, and submission of false information.
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BSE releases detailed methodology and categorization framework for inspection of Authorised Persons (APs), covering violations related to … | |||||||||||||
BSE releases detailed methodology and categorization framework for inspection of Authorised Persons (APs), covering violations related to unauthorized trading, fund movements, dabba trading, and compliance requirements.
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