Intermediaries (24)
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SEBI Chairman launched three IT platforms on March 24, 2026 — SUPCOMS for centralised communications, an e-adjudication portal for paperless … | |||||||||||||
SEBI Chairman launched three IT platforms on March 24, 2026 — SUPCOMS for centralised communications, an e-adjudication portal for paperless quasi-judicial proceedings, and C-SAC for AI-enabled cybersecurity audit compliance.
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SEBI issues final order against Basan Financial Services Limited (Merchant Banker) for multiple compliance violations found during … | |||||||||||||
SEBI issues final order against Basan Financial Services Limited (Merchant Banker) for multiple compliance violations found during inspection covering April 2022 to June 2023, including failure to maintain dedicated complaint email ID and non-submission of half-yearly reports.
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SEBI suspends the certificate of registration of Seema Jain (INH100006667), a registered Research Analyst, for one month following enquiry … | |||||||||||||
SEBI suspends the certificate of registration of Seema Jain (INH100006667), a registered Research Analyst, for one month following enquiry proceedings that found multiple regulatory violations during April 2021 to October 2022.
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SEBI cancels the Investment Adviser registration of CapitalVia Global Research Limited (INA200001512) following an enquiry that found … | |||||||||||||
SEBI cancels the Investment Adviser registration of CapitalVia Global Research Limited (INA200001512) following an enquiry that found multiple violations including guaranteed returns, qualification non-compliance, and fraudulent trade practices.
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SEBI requires all regulated entities and their agents to prominently disclose their registered name and SEBI registration number on social … | |||||||||||||
SEBI requires all regulated entities and their agents to prominently disclose their registered name and SEBI registration number on social media platforms, including on profile home pages and at the beginning of each securities market-related content or video.
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SEBI circular requiring all regulated entities and their agents to prominently display their registered name and SEBI registration number on … | |||||||||||||
SEBI circular requiring all regulated entities and their agents to prominently display their registered name and SEBI registration number on social media handles and at the beginning of each securities-related content/video posted online.
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SEBI circular requiring all regulated entities and their agents to prominently disclose their registered name and SEBI registration number … | |||||||||||||
SEBI circular requiring all regulated entities and their agents to prominently disclose their registered name and SEBI registration number on social media handles and in securities market content uploaded online.
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SEBI circular requiring all regulated entities and their agents to prominently disclose their registered name and SEBI registration number … | |||||||||||||
SEBI circular requiring all regulated entities and their agents to prominently disclose their registered name and SEBI registration number on social media handles and in each piece of securities-related content uploaded on platforms like YouTube, Instagram, WhatsApp, Telegram, and others.
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SEBI requires all regulated entities and their agents to prominently disclose their registered name and SEBI registration number on social … | |||||||||||||
SEBI requires all regulated entities and their agents to prominently disclose their registered name and SEBI registration number on social media handles and in securities market content posted on platforms like YouTube, Instagram, Facebook, WhatsApp, X, Telegram, and others.
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SEBI circular requiring all regulated entities and their agents to prominently disclose their registered name and SEBI registration number … | |||||||||||||
SEBI circular requiring all regulated entities and their agents to prominently disclose their registered name and SEBI registration number on social media platform handles and at the beginning of all securities market content uploaded online.
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