Intermediaries-Regulations (7)
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SEBI issues order against AFCO Capital India Private Limited (SEBI Reg. No. INM000012555) for violations of Merchant Bankers Regulations, … | |||||||||||||
SEBI issues order against AFCO Capital India Private Limited (SEBI Reg. No. INM000012555) for violations of Merchant Bankers Regulations, Intermediaries Regulations, PFUTP and PIT Regulations following inspection for April 2022 to August 2024.
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SEBI issues final order against Rajiv Kumar Singh, proprietor of Elite Investment Advisory Services, cancelling registration after … | |||||||||||||
SEBI issues final order against Rajiv Kumar Singh, proprietor of Elite Investment Advisory Services, cancelling registration after inspection revealed multiple violations of Investment Adviser Regulations including fraud, non-cooperation, and promising assured returns.
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SEBI order under Section 12(3) of SEBI Act, 1992 against Capital Vraddhi Financial Services for multiple violations of Investment Advisers … | |||||||||||||
SEBI order under Section 12(3) of SEBI Act, 1992 against Capital Vraddhi Financial Services for multiple violations of Investment Advisers Regulations during inspection period April 2020 to March 2022.
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SEBI order under Section 12(3) of SEBI Act, 1992 against registered Investment Adviser Podium Market Research for violations including … | |||||||||||||
SEBI order under Section 12(3) of SEBI Act, 1992 against registered Investment Adviser Podium Market Research for violations including breach of confidentiality and unauthorized GST collection.
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SEBI order under Section 12(3) of SEBI Act, 1992 following inspection of Stockholding Services Limited (formerly SHCIL Services Limited) for … | |||||||||||||
SEBI order under Section 12(3) of SEBI Act, 1992 following inspection of Stockholding Services Limited (formerly SHCIL Services Limited) for violations during April 2021 to October 2022.
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SEBI final order under Section 12(3) of SEBI Act, 1992 against Research Analyst Punit Kumar for violations including guaranteed returns, … | |||||||||||||
SEBI final order under Section 12(3) of SEBI Act, 1992 against Research Analyst Punit Kumar for violations including guaranteed returns, misleading clients, and non-compliance with disclosure and record-keeping requirements.
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SEBI suspends registration of First Overseas Capital Ltd. (Merchant Banker) for six months due to violation of minimum net worth requirement … | |||||||||||||
SEBI suspends registration of First Overseas Capital Ltd. (Merchant Banker) for six months due to violation of minimum net worth requirement of INR 5 crores during FY 2019-2021.
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