Intermediaries (25)
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BSE circular mandating SEBI registered intermediaries to adopt standardised, validated and exclusive UPI IDs for collecting payments from … | |||||||||||||
BSE circular mandating SEBI registered intermediaries to adopt standardised, validated and exclusive UPI IDs for collecting payments from investors to enhance transparency and reduce fraudulent transactions.
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BSE issues standard operating procedure (Version 1.1) for requesting and managing 'At Valid' UPI IDs by SEBI registered intermediaries … | |||||||||||||
BSE issues standard operating procedure (Version 1.1) for requesting and managing 'At Valid' UPI IDs by SEBI registered intermediaries including brokers, DPs, IAs and RAs for payment collection from investors.
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SEBI directive requiring registered intermediaries to adopt standardized, validated and exclusive UPI IDs for collecting payments from … | |||||||||||||
SEBI directive requiring registered intermediaries to adopt standardized, validated and exclusive UPI IDs for collecting payments from investors to enhance security and prevent fraud.
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RTI appeal regarding information on vanishing companies, FIRs, and associated intermediaries rejected as information not available with … | |||||||||||||
RTI appeal regarding information on vanishing companies, FIRs, and associated intermediaries rejected as information not available with SEBI.
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SEBI imposes penalties on M/s Alliance Research (Proprietor: Mudassir Hasan) for violations of Investment Advisers Regulations, PFUTP … | |||||||||||||
SEBI imposes penalties on M/s Alliance Research (Proprietor: Mudassir Hasan) for violations of Investment Advisers Regulations, PFUTP Regulations, and non-redressal of investor grievances during inspection period April 2018 to February 2020.
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SEBI final order under Section 12(3) of SEBI Act, 1992 against Research Analyst Punit Kumar for violations of RA Regulations and PFUTP … | |||||||||||||
SEBI final order under Section 12(3) of SEBI Act, 1992 against Research Analyst Punit Kumar for violations of RA Regulations and PFUTP Regulations including guaranteed returns and misleading clients.
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SEBI order under Section 12(3) against registered Investment Adviser Alliance Research and its proprietor Mudassir Hasan following … | |||||||||||||
SEBI order under Section 12(3) against registered Investment Adviser Alliance Research and its proprietor Mudassir Hasan following inspection findings and interim order dated January 6, 2021.
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SEBI final order against Gogia Capital Services Limited (Stock Broker INZ000202733) for violations including net worth shortfall, improper … | |||||||||||||
SEBI final order against Gogia Capital Services Limited (Stock Broker INZ000202733) for violations including net worth shortfall, improper maintenance of books of accounts, engagement in other business, and non-settlement of client funds and securities.
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SEBI issues final order against Gogia Capital Services Limited (Stock Broker, Reg. no. INZ000202733) for violations including shortfall in … | |||||||||||||
SEBI issues final order against Gogia Capital Services Limited (Stock Broker, Reg. no. INZ000202733) for violations including shortfall in net worth, improper maintenance of books, engaging in other business, and non-settlement of clients' funds and securities.
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SEBI final order against Gogia Capital Services Limited (Stock Broker, Reg. No. INZ000202733) for violations including net worth shortfall, … | |||||||||||||
SEBI final order against Gogia Capital Services Limited (Stock Broker, Reg. No. INZ000202733) for violations including net worth shortfall, improper book maintenance, engaging in unauthorized business, and non-settlement of client funds and securities.
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