Inspection (6)
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SEBI adjudication order against research analyst Abhishek Kumar Singh for violations including promising assured returns, improper fee … | |||||||||||||
SEBI adjudication order against research analyst Abhishek Kumar Singh for violations including promising assured returns, improper fee solicitation, and fraudulent trade practices during inspection period February-November 2024.
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SEBI settlement order against National Securities Depository Limited (NSDL) for alleged violations of various regulatory provisions … | |||||||||||||
SEBI settlement order against National Securities Depository Limited (NSDL) for alleged violations of various regulatory provisions identified during FY 2023-24 inspection.
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NSE mandates electronic submission of Action Taken Reports (ATR) for internal audit non-compliances within 2 months of audit report due … | |||||||||||||
NSE mandates electronic submission of Action Taken Reports (ATR) for internal audit non-compliances within 2 months of audit report due date, with January 31, 2026 deadline for H1 FY2025-26.
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SEBI issues Notice of Demand under Recovery Certificate No. 8967 of 2025 dated December 12, 2025 to Mr. Vijay Tulshyan (PAN: ACFPT5009H) in … | |||||||||||||
SEBI issues Notice of Demand under Recovery Certificate No. 8967 of 2025 dated December 12, 2025 to Mr. Vijay Tulshyan (PAN: ACFPT5009H) in the matter of inspection of CIG Realty Fund Scheme I, II and IV.
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SEBI issues recovery certificate 8968/2025 to Mr Rakesh Dhingra (PAN: AAHPD6226A) as defaulter in the inspection matter of CIG Realty Fund … | |||||||||||||
SEBI issues recovery certificate 8968/2025 to Mr Rakesh Dhingra (PAN: AAHPD6226A) as defaulter in the inspection matter of CIG Realty Fund Scheme I, II and IV.
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SEBI issues Notice of Demand to Mr Mahesh Kumar Sharma (PAN: AYYPS1602E) under Recovery Certificate No. 8969 of 2025 in the matter of … | |||||||||||||
SEBI issues Notice of Demand to Mr Mahesh Kumar Sharma (PAN: AYYPS1602E) under Recovery Certificate No. 8969 of 2025 in the matter of Inspection of CIG Realty Fund Scheme I, II and IV.
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