Inspection (19)
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SEBI final order against Raghunandan Capital Private Limited for violations of Stock Brokers Regulations following thematic inspection | |||||||||||||
SEBI final order against Raghunandan Capital Private Limited for violations of Stock Brokers Regulations following thematic inspection
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SEBI issues enquiry order against Research Analyst Nikhil Dayanand Baljekar for failing to cooperate during inspection and allowing third … | |||||||||||||
SEBI issues enquiry order against Research Analyst Nikhil Dayanand Baljekar for failing to cooperate during inspection and allowing third parties to misuse his registration.
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SEBI issues enquiry order against Research Analyst Nikhil Dayanand Baljekar (INH000009001) for failing to cooperate during inspection and … | |||||||||||||
SEBI issues enquiry order against Research Analyst Nikhil Dayanand Baljekar (INH000009001) for failing to cooperate during inspection and allowing third parties to misuse his license.
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SEBI enquiry order against Research Analyst Nikhil Dayanand Baljekar for failing to cooperate during inspection and allowing third parties … | |||||||||||||
SEBI enquiry order against Research Analyst Nikhil Dayanand Baljekar for failing to cooperate during inspection and allowing third parties to use his registration.
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SEBI enquiry order against Research Analyst Nikhil Dayanand Baljekar for failing to cooperate during inspection and allowing third parties … | |||||||||||||
SEBI enquiry order against Research Analyst Nikhil Dayanand Baljekar for failing to cooperate during inspection and allowing third parties to misuse his registration.
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SEBI enquiry order against Research Analyst Nikhil Dayanand Baljekar for non-cooperation during inspection and allowing third parties to use … | |||||||||||||
SEBI enquiry order against Research Analyst Nikhil Dayanand Baljekar for non-cooperation during inspection and allowing third parties to use his license.
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SEBI issues enquiry order against research analyst for failing to cooperate during inspection and allowing third parties to use his license … | |||||||||||||
SEBI issues enquiry order against research analyst for failing to cooperate during inspection and allowing third parties to use his license inappropriately.
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SEBI imposes penalties on Capital Stroke Investment Services Pvt. Ltd. and its three directors for non-compliance with investment adviser … | |||||||||||||
SEBI imposes penalties on Capital Stroke Investment Services Pvt. Ltd. and its three directors for non-compliance with investment adviser regulations during 2019-2020.
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SEBI adjudication order imposing penalties on research analyst Amit Guruh Sachdeva for violations of record maintenance and regulatory … | |||||||||||||
SEBI adjudication order imposing penalties on research analyst Amit Guruh Sachdeva for violations of record maintenance and regulatory compliance requirements.
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SEBI final order under Section 12(3) against Swaraj Shares and Securities Pvt. Ltd. for violations of Merchant Banker regulations including … | |||||||||||||
SEBI final order under Section 12(3) against Swaraj Shares and Securities Pvt. Ltd. for violations of Merchant Banker regulations including due diligence failures and investor grievance compliance issues.
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