Ia-Regulations (11)
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SEBI imposes adjudication proceedings against Dwaith Advisory Private Limited for charging fees beyond prescribed limits under Investment … | |||||||||||||||
SEBI imposes adjudication proceedings against Dwaith Advisory Private Limited for charging fees beyond prescribed limits under Investment Advisers Regulations, related to advisory services during investigation of RVNL scrip.
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BSE has issued a Master Circular consolidating all notices and circulars applicable to Investment Advisers up to March 31, 2026, providing a … | |||||||||||||||
BSE has issued a Master Circular consolidating all notices and circulars applicable to Investment Advisers up to March 31, 2026, providing a single reference point for compliance.
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SEBI issues enforcement order against Akshay Kumar and five others for operating unregistered investment advisory and research analyst … | |||||||||||||||
SEBI issues enforcement order against Akshay Kumar and five others for operating unregistered investment advisory and research analyst services via Telegram channels, collecting fees and making fraudulent profit claims.
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SEBI issues enforcement order against Akshay Kumar and five others for operating unregistered investment advisory and research analyst … | |||||||||||||||
SEBI issues enforcement order against Akshay Kumar and five others for operating unregistered investment advisory and research analyst services through Telegram channels, collecting fees and making fraudulent profit claims.
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BSE advises Investment Advisers to review and revise their SEBI-mandated deposit requirements based on the maximum number of clients … | |||||||||||||||
BSE advises Investment Advisers to review and revise their SEBI-mandated deposit requirements based on the maximum number of clients serviced on any single day during F.Y. 2025-26, with revised deposits due by April 30, 2026.
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SEBI issues order against Mr. Yash Garg of Yash Trading Academy for operating unregistered investment advisory and portfolio management … | |||||||||||||||
SEBI issues order against Mr. Yash Garg of Yash Trading Academy for operating unregistered investment advisory and portfolio management services, making false claims of SEBI registration, and guaranteeing returns to investors.
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SEBI issues final order against Rajiv Kumar Singh, proprietor of Elite Investment Advisory Services, cancelling registration after … | |||||||||||||||
SEBI issues final order against Rajiv Kumar Singh, proprietor of Elite Investment Advisory Services, cancelling registration after inspection revealed multiple violations of Investment Adviser Regulations including fraud, non-cooperation, and promising assured returns.
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SEBI cancels the Investment Adviser registration of CapitalVia Global Research Limited (INA200001512) following an enquiry that found … | |||||||||||||||
SEBI cancels the Investment Adviser registration of CapitalVia Global Research Limited (INA200001512) following an enquiry that found multiple violations including guaranteed returns, qualification non-compliance, and fraudulent trade practices.
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SEBI passes directions against Cash Cow Broking & Advisory Solutions and its partners for conducting investment advisory services without … | |||||||||||||||
SEBI passes directions against Cash Cow Broking & Advisory Solutions and its partners for conducting investment advisory services without registration, ordering refund of fees collected from investors.
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SEBI issues enquiry order against registered Investment Adviser Sai Proficient Research Investment Advisory (INA000002504) for multiple … | |||||||||||||||
SEBI issues enquiry order against registered Investment Adviser Sai Proficient Research Investment Advisory (INA000002504) for multiple violations including fraud, unfair client dealings, and non-cooperation with SEBI.
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