Ia-Regulations (6)
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SEBI issues order against Mr. Yash Garg of Yash Trading Academy for operating unregistered investment advisory and portfolio management … | |||||||||||||
SEBI issues order against Mr. Yash Garg of Yash Trading Academy for operating unregistered investment advisory and portfolio management services, making false claims of SEBI registration, and guaranteeing returns to investors.
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SEBI issues final order against Rajiv Kumar Singh, proprietor of Elite Investment Advisory Services, cancelling registration after … | |||||||||||||
SEBI issues final order against Rajiv Kumar Singh, proprietor of Elite Investment Advisory Services, cancelling registration after inspection revealed multiple violations of Investment Adviser Regulations including fraud, non-cooperation, and promising assured returns.
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SEBI cancels the Investment Adviser registration of CapitalVia Global Research Limited (INA200001512) following an enquiry that found … | |||||||||||||
SEBI cancels the Investment Adviser registration of CapitalVia Global Research Limited (INA200001512) following an enquiry that found multiple violations including guaranteed returns, qualification non-compliance, and fraudulent trade practices.
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SEBI passes directions against Cash Cow Broking & Advisory Solutions and its partners for conducting investment advisory services without … | |||||||||||||
SEBI passes directions against Cash Cow Broking & Advisory Solutions and its partners for conducting investment advisory services without registration, ordering refund of fees collected from investors.
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SEBI issues enquiry order against registered Investment Adviser Sai Proficient Research Investment Advisory (INA000002504) for multiple … | |||||||||||||
SEBI issues enquiry order against registered Investment Adviser Sai Proficient Research Investment Advisory (INA000002504) for multiple violations including fraud, unfair client dealings, and non-cooperation with SEBI.
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SEBI adjudication order against investment adviser Chenthil R Iyer for continuing investment advisory activities after registration expiry … | |||||||||||||
SEBI adjudication order against investment adviser Chenthil R Iyer for continuing investment advisory activities after registration expiry and operating without a valid NISM certificate.
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