Fraudulent-Practices (12)
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SEBI order in compliance with Supreme Court directions regarding settlement proceedings involving Bharat Nidhi Limited and related entities … | |||||||||||||||
SEBI order in compliance with Supreme Court directions regarding settlement proceedings involving Bharat Nidhi Limited and related entities for alleged misrepresentation of promoter shareholding and non-compliance with minimum public shareholding requirements.
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SEBI order under Section 12(3) of SEBI Act, 1992 against Investment Adviser Capital Vraddhi Financial Services for multiple regulatory … | |||||||||||||||
SEBI order under Section 12(3) of SEBI Act, 1992 against Investment Adviser Capital Vraddhi Financial Services for multiple regulatory violations including lack of qualifications, non-compliance with fee structure, and fraudulent practices.
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SEBI order under Sections 11(1), 11(4), 11(4A), 11B(1) and 11B(2) in a front running case involving 30 noticees who allegedly violated PFUTP … | |||||||||||||||
SEBI order under Sections 11(1), 11(4), 11(4A), 11B(1) and 11B(2) in a front running case involving 30 noticees who allegedly violated PFUTP Regulations by front running orders of family trusts.
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SEBI settlement order against AK Capital Group entities for fraudulent practices in DHFL's NCD public issue involving providing guaranteed … | |||||||||||||||
SEBI settlement order against AK Capital Group entities for fraudulent practices in DHFL's NCD public issue involving providing guaranteed exit at profit to applicants.
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SEBI adjudication order against RTMCL and its officials for inflating sales and profits through artificial transactions and goods-less … | |||||||||||||||
SEBI adjudication order against RTMCL and its officials for inflating sales and profits through artificial transactions and goods-less invoices during 2017-2020.
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SEBI issues order under Section 12(3) against research analyst Parag Salot for violations including mis-selling services, fraudulent fund … | |||||||||||||||
SEBI issues order under Section 12(3) against research analyst Parag Salot for violations including mis-selling services, fraudulent fund collection, and non-compliance with RA regulations.
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SEBI issues order under Section 12(3) against Research Analyst Parag Salot for mis-selling services, fraudulent fund collection, and … | |||||||||||||||
SEBI issues order under Section 12(3) against Research Analyst Parag Salot for mis-selling services, fraudulent fund collection, and multiple regulatory violations.
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SEBI issues disciplinary order against Research Analyst Parag Salot (Registration No. INH000000115) for mis-selling services, fraudulent … | |||||||||||||||
SEBI issues disciplinary order against Research Analyst Parag Salot (Registration No. INH000000115) for mis-selling services, fraudulent fund collection, and multiple compliance violations.
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SEBI imposed sanctions on Research Analyst Parag Salot for mis-selling services, fraudulent fund collection, and multiple regulatory … | |||||||||||||||
SEBI imposed sanctions on Research Analyst Parag Salot for mis-selling services, fraudulent fund collection, and multiple regulatory compliance failures.
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SEBI issues order under Section 12(3) against Research Analyst Parag Salot (Registration No. INH000000115) for mis-selling services, … | |||||||||||||||
SEBI issues order under Section 12(3) against Research Analyst Parag Salot (Registration No. INH000000115) for mis-selling services, fraudulent fund collection, and multiple regulatory compliance failures.
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