Enforcement (1051)
| Date | Circular | Tags | |||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
SEBI issues attachment notice against V N Aravind, Proprietor of Magic Mantra (PAN: BTOPA3202N) for unregistered investment advisory … | |||||||||||||||
SEBI issues attachment notice against V N Aravind, Proprietor of Magic Mantra (PAN: BTOPA3202N) for unregistered investment advisory services.
| |||||||||||||||
SEBI attachment notices for non-redressal of investor grievances against Nimbus Industries Limited under Recovery Certificate No. 4523 of … | |||||||||||||||
SEBI attachment notices for non-redressal of investor grievances against Nimbus Industries Limited under Recovery Certificate No. 4523 of 2023.
| |||||||||||||||
SEBI final order against six individuals including Kapil and Dheeraj Wadhawan for fund siphoning and financial misrepresentation at DHFL. | |||||||||||||||
SEBI final order against six individuals including Kapil and Dheeraj Wadhawan for fund siphoning and financial misrepresentation at DHFL.
| |||||||||||||||
SEBI remittance advice for recovery proceedings against Arjun Sharma for unregistered investment advisory activities. | |||||||||||||||
SEBI remittance advice for recovery proceedings against Arjun Sharma for unregistered investment advisory activities.
| |||||||||||||||
SEBI order for compliance releasing bank accounts, demat accounts and mutual fund folios following recovery certificate proceedings. | |||||||||||||||
SEBI order for compliance releasing bank accounts, demat accounts and mutual fund folios following recovery certificate proceedings.
| |||||||||||||||
SEBI compliance order issuing remittance order for recovery certificate against Prabir Saha in matter of dealing in illiquid stocks options … | |||||||||||||||
SEBI compliance order issuing remittance order for recovery certificate against Prabir Saha in matter of dealing in illiquid stocks options at BSE
| |||||||||||||||
SEBI compliance order regarding recovery certificate enforcement against Mudrikaben Pareshkumar Shah in connection with illiquid stocks … | |||||||||||||||
SEBI compliance order regarding recovery certificate enforcement against Mudrikaben Pareshkumar Shah in connection with illiquid stocks options trading at BSE.
| |||||||||||||||
SEBI adjudication order against Manoj Kumar Gupta for engaging in non-genuine reversal trades in BSE's illiquid stock options segment during … | |||||||||||||||
SEBI adjudication order against Manoj Kumar Gupta for engaging in non-genuine reversal trades in BSE's illiquid stock options segment during 2014-2015.
| |||||||||||||||
SEBI cancels Recovery Certificate No. 7212 of 2023 dated October 05, 2023 issued against Hem Chand Gupta for illiquid stock options trading … | |||||||||||||||
SEBI cancels Recovery Certificate No. 7212 of 2023 dated October 05, 2023 issued against Hem Chand Gupta for illiquid stock options trading violations on BSE.
| |||||||||||||||
SEBI announces completion of recovery certificate proceedings against defaulter Rani Goel (PAN: AFOPG8596A) in the matter of Vandana … | |||||||||||||||
SEBI announces completion of recovery certificate proceedings against defaulter Rani Goel (PAN: AFOPG8596A) in the matter of Vandana Knitwear Limited.
| |||||||||||||||