Enforcement-Action (50)
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SEBI adjudication order against Bimala Joshi for alleged non-genuine reversal trades in illiquid stock options on BSE during April 2014 to … | |||||||||||||||
SEBI adjudication order against Bimala Joshi for alleged non-genuine reversal trades in illiquid stock options on BSE during April 2014 to September 2015, creating artificial volumes.
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General Remittance Order issued against Jagadeesan S (PAN: BDDPJ0903L) for unregistered investment advisory services/activities of YM … | |||||||||||||||
General Remittance Order issued against Jagadeesan S (PAN: BDDPJ0903L) for unregistered investment advisory services/activities of YM Forecast managed by P Krishnakumar and Jagdeesan S.
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Completion notice for Recovery Certificate No. 6110 of 2022 after full payment of Rs. 29,92,431.41 by Madhu Chanda, Anandilal Chanda and … | |||||||||||||||
Completion notice for Recovery Certificate No. 6110 of 2022 after full payment of Rs. 29,92,431.41 by Madhu Chanda, Anandilal Chanda and Anandilal Chanda HUF for penalties imposed in front-running case.
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SEBI releases attached bank accounts, demat accounts, and mutual fund folios of Madhu Chanda, Anandilal Chanda, and Anandilal Chanda HUF … | |||||||||||||||
SEBI releases attached bank accounts, demat accounts, and mutual fund folios of Madhu Chanda, Anandilal Chanda, and Anandilal Chanda HUF after recovery of Rs. 29,92,431.41 against Recovery Certificate No. 6110 of 2022.
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SEBI suspends registration of Investment Adviser Winway Research (INA000007492) for multiple violations including operating without proper … | |||||||||||||||
SEBI suspends registration of Investment Adviser Winway Research (INA000007492) for multiple violations including operating without proper registration, accepting payments through third-party accounts, and charging duplicate fees.
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SEBI remittance advice for recovery proceedings against Ram Kumar Agarwal HUF (PAN: AAOHR7338L) under Recovery Certificate No. 8131 of 2024 … | |||||||||||||||
SEBI remittance advice for recovery proceedings against Ram Kumar Agarwal HUF (PAN: AAOHR7338L) under Recovery Certificate No. 8131 of 2024 related to trading in illiquid stock options at BSE.
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SEBI adjudication order against Research Guru (Investment Adviser) and its operator Abhishek Sharma for multiple violations of Investment … | |||||||||||||||
SEBI adjudication order against Research Guru (Investment Adviser) and its operator Abhishek Sharma for multiple violations of Investment Advisers Regulations, Code of Conduct, and fraudulent trade practices.
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SEBI issues recovery notice demanding payment from Nimisha Hemani (PAN: ABFPH7961K) in connection with violations related to illiquid stock … | |||||||||||||||
SEBI issues recovery notice demanding payment from Nimisha Hemani (PAN: ABFPH7961K) in connection with violations related to illiquid stock options.
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SEBI adjudication order imposing penalty on Jigar Rasiklal Patel for executing non-genuine reversal trades in illiquid stock options on BSE … | |||||||||||||||
SEBI adjudication order imposing penalty on Jigar Rasiklal Patel for executing non-genuine reversal trades in illiquid stock options on BSE during April 2014 to September 2015, creating artificial volumes.
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SEBI adjudication order against Niraj Dhanraj Chhajer and Deepti Chhajer for alleged insider trading violations in Torrent Power Limited … | |||||||||||||||
SEBI adjudication order against Niraj Dhanraj Chhajer and Deepti Chhajer for alleged insider trading violations in Torrent Power Limited scrip.
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