Enforcement-Action (15)
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SEBI imposes penalty on Mr. Gagan Omprakash Arora for executing non-genuine reversal trades in illiquid stock options on BSE during April … | |||||||||||||||
SEBI imposes penalty on Mr. Gagan Omprakash Arora for executing non-genuine reversal trades in illiquid stock options on BSE during April 2014 to September 2015, violating PFUTP regulations.
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General Remittance Order Against Pankaj Kumar Shukla for Unregistered Investment Advisory Activities SEBI issues General Remittance Order RC No. 8897 of 2025 against Pankaj Kumar Shukla, Proprietor of M/s. Market Anand for conducting … | |||||||||||||||
SEBI issues General Remittance Order RC No. 8897 of 2025 against Pankaj Kumar Shukla, Proprietor of M/s. Market Anand for conducting unregistered investment advisory activities.
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SEBI issues Recovery Certificate no. 8789 of 2025 against Sarvesh Kumar, proprietor of Business Mart World, for conducting unregistered … | |||||||||||||||
SEBI issues Recovery Certificate no. 8789 of 2025 against Sarvesh Kumar, proprietor of Business Mart World, for conducting unregistered investment advisory activities.
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SEBI release order concerning defaulter Anuj Garg in relation to recovery certificate proceedings against CPR Capital Services Ltd. | |||||||||||||||
SEBI release order concerning defaulter Anuj Garg in relation to recovery certificate proceedings against CPR Capital Services Ltd.
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SEBI adjudication proceedings against Dr. Anil Arora (erstwhile CFO), Mr. Bharat Bhushan Mehta (then CFO), and Mr. Ashok Kumar Shukla (then … | |||||||||||||||
SEBI adjudication proceedings against Dr. Anil Arora (erstwhile CFO), Mr. Bharat Bhushan Mehta (then CFO), and Mr. Ashok Kumar Shukla (then Company Secretary) for alleged insider trading violations in Mawana Sugars Limited during September 2017 to February 2018.
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SEBI adjudication order against Research Analyst Abhishek Kumar Singh for violations including promising assured returns, fraudulent … | |||||||||||||||
SEBI adjudication order against Research Analyst Abhishek Kumar Singh for violations including promising assured returns, fraudulent practices, and non-compliance with Research Analyst Regulations during February-November 2024.
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SEBI adjudication order against Research Analyst Abhishek Kumar Singh for violations including promising assured returns, improper fee … | |||||||||||||||
SEBI adjudication order against Research Analyst Abhishek Kumar Singh for violations including promising assured returns, improper fee solicitation, and inducing clients with misleading profit claims.
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SEBI release order for Recovery Certificate No. 211 of 2014, Recovery Certificate No. 231 of 2014 (Adam Comsof Ltd) and Recovery Certificate … | |||||||||||||||
SEBI release order for Recovery Certificate No. 211 of 2014, Recovery Certificate No. 231 of 2014 (Adam Comsof Ltd) and Recovery Certificate No. 288 of 2014 (Kolar Biotech Limited) issued against Vinod Hingorani (PAN: AAXPH9088C).
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SEBI issued prohibitory orders against Mohammad Nasiruddin Ansari, Rahul Rao Padamati, and Golden Syndicate Ventures for conducting … | |||||||||||||||
SEBI issued prohibitory orders against Mohammad Nasiruddin Ansari, Rahul Rao Padamati, and Golden Syndicate Ventures for conducting unregistered investment advisory services through 'Baap of Chart'.
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BSE has expelled Abbott Wealth Management Limited with immediate effect following MCX's expulsion action, in compliance with Ministry of … | |||||||||||||||
BSE has expelled Abbott Wealth Management Limited with immediate effect following MCX's expulsion action, in compliance with Ministry of Finance requirements.
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