Ease-of-Doing-Business (39)
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BSE revises and consolidates the disciplinary framework for Trading Members, introducing standardized penalties for additional violations … | |||||||||||||
BSE revises and consolidates the disciplinary framework for Trading Members, introducing standardized penalties for additional violations and modifying existing ones, effective immediately with SEBI approval.
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NSE has rationalized and standardized penalties for trading members covering violations related to client fund misuse, securities misuse, … | |||||||||||||
NSE has rationalized and standardized penalties for trading members covering violations related to client fund misuse, securities misuse, net worth shortfalls, and non-cooperation during inspections, with tiered penalties for repeat offenders.
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SEBI Chairman launched three IT platforms on March 24, 2026 — SUPCOMS for centralised communications, an e-adjudication portal for paperless … | |||||||||||||
SEBI Chairman launched three IT platforms on March 24, 2026 — SUPCOMS for centralised communications, an e-adjudication portal for paperless quasi-judicial proceedings, and C-SAC for AI-enabled cybersecurity audit compliance.
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Shri K.V.R. Murty assumed charge as Whole Time Member of SEBI on April 15, 2026, bringing over three decades of experience across national … | |||||||||||||
Shri K.V.R. Murty assumed charge as Whole Time Member of SEBI on April 15, 2026, bringing over three decades of experience across national security, corporate laws, and financial governance.
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SEBI operationalises the mechanism for lock-in of pledged shares under ICDR Regulations 2018, allowing Depositories to mark specified … | |||||||||||||
SEBI operationalises the mechanism for lock-in of pledged shares under ICDR Regulations 2018, allowing Depositories to mark specified securities as 'non-transferable' during the lock-in period instead of traditional pledge-based lock-in.
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SEBI circular relaxing reporting requirements for certain stock brokers, including exemptions for primary dealers on demat account tagging … | |||||||||||||
SEBI circular relaxing reporting requirements for certain stock brokers, including exemptions for primary dealers on demat account tagging and bank account reporting, aligning them with exemptions already available to banks.
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SEBI relaxes demat account reporting requirements for stock brokers and extends bank account reporting exemptions to primary dealers, … | |||||||||||||
SEBI relaxes demat account reporting requirements for stock brokers and extends bank account reporting exemptions to primary dealers, aligning their framework with exemptions already available to brokers that are banks.
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The 213th SEBI Board meeting approved flexibility for AIFs in winding up schemes and surrendering registration, and permitted net settlement … | |||||||||||||
The 213th SEBI Board meeting approved flexibility for AIFs in winding up schemes and surrendering registration, and permitted net settlement of funds for FPI transactions in cash markets.
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SEBI modifies SGF coverage norms for commodity derivatives, raising the minimum clearing member default threshold from 2 to 3, and … | |||||||||||||
SEBI modifies SGF coverage norms for commodity derivatives, raising the minimum clearing member default threshold from 2 to 3, and introduces a new provision allowing SEBI to grant case-by-case exemptions from SGF enforcement.
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SEBI introduces a lighter NISM certification module (Series-XXV-A) for Persons Associated with Research Services (PARS) performing sales and … | |||||||||||||
SEBI introduces a lighter NISM certification module (Series-XXV-A) for Persons Associated with Research Services (PARS) performing sales and other non-core services, easing compliance burden for research analysts.
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