Ease-of-Doing-Business (23)
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The 212th SEBI Board meeting approved comprehensive replacement of Stock Brokers Regulations 1992 with new 2025 regulations and review of … | |||||||||||||
The 212th SEBI Board meeting approved comprehensive replacement of Stock Brokers Regulations 1992 with new 2025 regulations and review of Mutual Funds Regulations 1996, streamlining compliance and modernizing regulatory framework.
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User manual for auditors detailing the procedure for submitting Action Taken Reports (supplementary audit reports) on BEFS platform for … | |||||||||||||
User manual for auditors detailing the procedure for submitting Action Taken Reports (supplementary audit reports) on BEFS platform for non-compliances identified in internal audit reports.
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SEBI introduces operational flexibilities for Alternative Investment Funds through AI-only schemes for accredited investors and additional … | |||||||||||||
SEBI introduces operational flexibilities for Alternative Investment Funds through AI-only schemes for accredited investors and additional relaxations for Large Value Funds, including migration procedures and compliance exemptions.
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SEBI introduces interim arrangements allowing Investment Advisers and Research Analysts to communicate certified past performance data to … | |||||||||||||
SEBI introduces interim arrangements allowing Investment Advisers and Research Analysts to communicate certified past performance data to clients on request, with specific conditions and timelines tied to PaRRVA operationalization.
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SEBI introduces interim framework allowing Investment Advisers and Research Analysts to communicate certified past performance data to … | |||||||||||||
SEBI introduces interim framework allowing Investment Advisers and Research Analysts to communicate certified past performance data to clients on request before Past Risk and Return Verification Agency (PaRRVA) becomes operational.
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SEBI allows Investment Advisers to charge fees up to 2.5% per annum on assets under pre-existing distribution arrangements when providing … | |||||||||||||
SEBI allows Investment Advisers to charge fees up to 2.5% per annum on assets under pre-existing distribution arrangements when providing second opinions to clients.
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SEBI allows Investment Advisers to charge fees up to 2.5% per annum for providing second opinion on client assets under pre-existing … | |||||||||||||
SEBI allows Investment Advisers to charge fees up to 2.5% per annum for providing second opinion on client assets under pre-existing distribution arrangements, subject to annual client consent and disclosure of dual costs.
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BSE circular on interim arrangement allowing IAs and RAs to communicate certified past performance data to clients on request before Past … | |||||||||||||
BSE circular on interim arrangement allowing IAs and RAs to communicate certified past performance data to clients on request before Past Risk and Return Verification Agency (PaRRVA) becomes operational.
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SEBI allows Investment Advisers and Research Analysts to provide certified past performance data to clients on request before PaRRVA becomes … | |||||||||||||
SEBI allows Investment Advisers and Research Analysts to provide certified past performance data to clients on request before PaRRVA becomes operational, subject to specific conditions and disclaimers.
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SEBI allows Investment Advisers to charge up to 2.5% annual fee for providing second opinions on client assets under pre-existing … | |||||||||||||
SEBI allows Investment Advisers to charge up to 2.5% annual fee for providing second opinions on client assets under pre-existing distribution arrangements, with mandatory disclosure of dual costs.
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