Due-Diligence (2)
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SEBI settlement order for KFin Technologies Limited regarding violations in share dematerialization due diligence and folio marking … | |||||||||||||||
SEBI settlement order for KFin Technologies Limited regarding violations in share dematerialization due diligence and folio marking requirements.
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SEBI final order under Section 12(3) against Swaraj Shares and Securities Pvt. Ltd. for violations of Merchant Banker regulations including … | |||||||||||||||
SEBI final order under Section 12(3) against Swaraj Shares and Securities Pvt. Ltd. for violations of Merchant Banker regulations including due diligence failures and investor grievance compliance issues.
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