Debarment (49)
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The Securities Appellate Tribunal (SAT) partially allowed the appeal of Capitalaim Financial Advisory Private Limited, holding that the … | |||||||||||||||
The Securities Appellate Tribunal (SAT) partially allowed the appeal of Capitalaim Financial Advisory Private Limited, holding that the period of debarment already suffered is sufficient.
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SAT has set aside the October 2018 SEBI WTM order that restrained five Sahara-linked individuals from accessing the securities market, … | |||||||||||||||
SAT has set aside the October 2018 SEBI WTM order that restrained five Sahara-linked individuals from accessing the securities market, effective March 9, 2026.
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SEBI has issued an interim ex-parte order restraining Elitecon International Limited and five associated individuals from buying, selling, … | |||||||||||||||
SEBI has issued an interim ex-parte order restraining Elitecon International Limited and five associated individuals from buying, selling, or dealing in securities until further orders, following findings of price manipulation and misleading disclosures.
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SEBI has debarred Mr. Yash Garg (Proprietor of Yash Trading Academy, PAN: ASCPG7653D) from accessing the securities market for two years for … | |||||||||||||||
SEBI has debarred Mr. Yash Garg (Proprietor of Yash Trading Academy, PAN: ASCPG7653D) from accessing the securities market for two years for offering unregistered investment advisory and portfolio management services.
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SEBI has restrained four entities of the Chaturvedi Group from accessing securities markets for 2 years each for front running trades of a … | |||||||||||||||
SEBI has restrained four entities of the Chaturvedi Group from accessing securities markets for 2 years each for front running trades of a big client, effective March 27, 2026.
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SEBI Directions: SAT Order Stay for India Energy Exchange Limited (IEX) - Selected Entities Unfrozen SAT has stayed SEBI's trading restrictions for four entities (Bhoovan Singh, Amar Jit Singh Soran, Amita Soran, Anita) subject to deposit of … | |||||||||||||||
SAT has stayed SEBI's trading restrictions for four entities (Bhoovan Singh, Amar Jit Singh Soran, Amita Soran, Anita) subject to deposit of Rs. 50 Crore, with accounts unfrozen except for trading in IEX securities.
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SEBI has restrained four entities — Sunny Bhatia, Surbhi Chopra Bhatia, Mamta Rani, and Kumar Ashok — from accessing the securities market … | |||||||||||||||
SEBI has restrained four entities — Sunny Bhatia, Surbhi Chopra Bhatia, Mamta Rani, and Kumar Ashok — from accessing the securities market for 2 years each for front-running trades of big client Sarvottam Securities Private Limited.
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SEBI passes directions against Cash Cow Broking & Advisory Solutions and its partners for conducting investment advisory services without … | |||||||||||||||
SEBI passes directions against Cash Cow Broking & Advisory Solutions and its partners for conducting investment advisory services without registration, ordering refund of fees collected from investors.
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Securities Appellate Tribunal (SAT) order dated March 13, 2026 on Appeal No. 402 of 2023, concerning SEBI's five-year debarment of … | |||||||||||||||
Securities Appellate Tribunal (SAT) order dated March 13, 2026 on Appeal No. 402 of 2023, concerning SEBI's five-year debarment of Capitalaim Financial Advisory Pvt. Ltd. and its director for violations including failure to conduct risk profiling, charging unreasonable fees, and defrauding clients.
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SAT has stayed the one-year debarment of Jitendra Hasmukhlal Vyas, originally imposed by SEBI for trading activities in DU Digital … | |||||||||||||||
SAT has stayed the one-year debarment of Jitendra Hasmukhlal Vyas, originally imposed by SEBI for trading activities in DU Digital Technologies Limited, subject to payment of 50% penalty. The entity has since paid Rs. 5,00,000 to SEBI.
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