Compliance (1266)
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NSE has expelled 4A Securities Limited (SEBI Reg: INZ000246535) from its membership and declared it a defaulter with immediate effect under … | |||||||||||||
NSE has expelled 4A Securities Limited (SEBI Reg: INZ000246535) from its membership and declared it a defaulter with immediate effect under NSEIL Rules and Byelaws.
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NSE advises members to implement SEBI communication regarding two amendments to UNSC's 1267/1989 ISIL (Da'esh) & Al-Qaida Sanctions List … | |||||||||||||
NSE advises members to implement SEBI communication regarding two amendments to UNSC's 1267/1989 ISIL (Da'esh) & Al-Qaida Sanctions List under Section 51A of UAPA, 1967.
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NSE advises members to implement updates to the UNSC 1267/1989 ISIL (Da'esh) & Al-Qaida Sanctions List following addition of one new entry, … | |||||||||||||
NSE advises members to implement updates to the UNSC 1267/1989 ISIL (Da'esh) & Al-Qaida Sanctions List following addition of one new entry, in compliance with Section 51A of UAPA, 1967.
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NSE Clearing Limited has declared 4A Securities Limited (SEBI Reg. No. INZ000246535) as a defaulter effective April 02, 2026, pursuant to … | |||||||||||||
NSE Clearing Limited has declared 4A Securities Limited (SEBI Reg. No. INZ000246535) as a defaulter effective April 02, 2026, pursuant to the member being declared a defaulter by another Exchange/Clearing Corporation.
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NSE instructs trading members to mark inactive or close all Unique Client Codes (UCCs) not verified by KRA by April 30, 2026, in line with … | |||||||||||||
NSE instructs trading members to mark inactive or close all Unique Client Codes (UCCs) not verified by KRA by April 30, 2026, in line with SEBI's KYC simplification circular from August 2023.
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NSE requires all trading members to submit Quarterly Cyber Incident Reports for Q4 FY2026 (ending March 31, 2026) via the ENIT member portal … | |||||||||||||
NSE requires all trading members to submit Quarterly Cyber Incident Reports for Q4 FY2026 (ending March 31, 2026) via the ENIT member portal by April 15, 2026.
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NSE directs trading members to update FATF compliance actions in ENIT New Compliance module by April 23, 2026, following the February 2026 … | |||||||||||||
NSE directs trading members to update FATF compliance actions in ENIT New Compliance module by April 23, 2026, following the February 2026 FATF Plenary on jurisdictions under increased monitoring.
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NSE mandates all active trading members to submit AI/ML application details for the period ending March 31, 2026, via the ENIT portal by … | |||||||||||||
NSE mandates all active trading members to submit AI/ML application details for the period ending March 31, 2026, via the ENIT portal by April 15, 2026. NIL submissions are also required from members not using AI/ML systems.
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NSE informs members that The Finance Act, 2026 has revised STT rates for options and futures transactions effective April 1, 2026, with … | |||||||||||||
NSE informs members that The Finance Act, 2026 has revised STT rates for options and futures transactions effective April 1, 2026, with significant increases on sale of options and futures in securities.
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NSE Clearing Limited directs all clearing members to submit their half-yearly net worth certificate as on March 31, 2026 by May 31, 2026, … | |||||||||||||
NSE Clearing Limited directs all clearing members to submit their half-yearly net worth certificate as on March 31, 2026 by May 31, 2026, with specific guidelines on calculation and compliance requirements.
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