Compliance-Violations (2)
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SEBI adjudication order against Research Analyst Prerna Sharma (INH000006819) for alleged violations of RA Regulations, PFUTP Regulations, … | |||||||||||||
SEBI adjudication order against Research Analyst Prerna Sharma (INH000006819) for alleged violations of RA Regulations, PFUTP Regulations, and Intermediaries Regulations during inspection period April 2021 to March 2023.
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SEBI settlement order against National Securities Depository Limited (NSDL) for alleged violations of various regulatory provisions … | |||||||||||||
SEBI settlement order against National Securities Depository Limited (NSDL) for alleged violations of various regulatory provisions identified during FY 2023-24 inspection.
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