Compliance-Violations (7)

DateCircularTags
SEBI imposes penalty on Oneview Corporate Advisors Private Limited for violations during inspection including failure to exercise due …
SEBI order under Section 12(3) of SEBI Act, 1992 following inspection of Stockholding Services Limited (formerly SHCIL Services Limited) for …
SEBI imposes penalties on Capital Stroke Investment Services Pvt. Ltd. and its directors for non-compliance with investment adviser …
SEBI imposes penalties on research analyst Amit Guruh Sachdeva for violations of research analyst regulations and record maintenance …
SEBI order against Research Analyst Parag Salot for mis-selling services, fraudulent fund collection, and multiple regulatory violations.
SEBI imposes penalties on Motisons Shares Private Limited for violations of stock broker regulations, client fund handling, and compliance …
SEBI settlement order addressing NSE violations including data outsourcing without proper contracts, unauthorized penalty waivers, and …