Compliance-Violation (11)
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SEBI settles enforcement proceedings against Kerala Ayurveda Limited for failure to obtain prior shareholder approval for material related … | |||||||||||||||
SEBI settles enforcement proceedings against Kerala Ayurveda Limited for failure to obtain prior shareholder approval for material related party transactions, with a settlement amount of ₹5.80 lakhs.
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SEBI order under Sections 11(1), 11(4), 11(4A), 11A and 11B against KKP Marketing India Limited and 11 individuals for fraudulent public … | |||||||||||||||
SEBI order under Sections 11(1), 11(4), 11(4A), 11A and 11B against KKP Marketing India Limited and 11 individuals for fraudulent public issue, misappropriation of funds, and non-compliance with regulatory requirements.
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SEBI order against KKP Marketing India Limited and its directors for fraudulent public issue of equity shares, misappropriation of funds, … | |||||||||||||||
SEBI order against KKP Marketing India Limited and its directors for fraudulent public issue of equity shares, misappropriation of funds, and violation of securities laws.
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SEBI adjudication proceedings against Research Guru and its associates for multiple violations including unauthorized franchising of … | |||||||||||||||
SEBI adjudication proceedings against Research Guru and its associates for multiple violations including unauthorized franchising of investment advisory services, fraudulent practices, and non-compliance with IA Regulations.
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SEBI adjudication order imposing penalties on Research Guru (Registration No. INA000005507) and its associates for multiple violations of … | |||||||||||||||
SEBI adjudication order imposing penalties on Research Guru (Registration No. INA000005507) and its associates for multiple violations of Investment Advisers Regulations including fraudulent practices and unauthorized operations.
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SEBI suspends registration of Investment Adviser Winway Research (INA000007492) for multiple violations including operating without proper … | |||||||||||||||
SEBI suspends registration of Investment Adviser Winway Research (INA000007492) for multiple violations including operating without proper registration, accepting payments through third-party accounts, and charging duplicate fees.
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SEBI order suspending registration of Investment Adviser Winway Research (INA000007492) for violations including unauthorized fee … | |||||||||||||||
SEBI order suspending registration of Investment Adviser Winway Research (INA000007492) for violations including unauthorized fee collection, improper payment practices, and non-compliance with registration requirements.
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SEBI imposed penalty on Samdhyan Commodities Brokers Private Limited for violations related to unverified trading terminals at Authorized … | |||||||||||||||
SEBI imposed penalty on Samdhyan Commodities Brokers Private Limited for violations related to unverified trading terminals at Authorized Person locations during inspection conducted on January 6, 2025.
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SEBI issues Recovery Certificate no. 8789 of 2025 against Sarvesh Kumar, proprietor of Business Mart World, for conducting unregistered … | |||||||||||||||
SEBI issues Recovery Certificate no. 8789 of 2025 against Sarvesh Kumar, proprietor of Business Mart World, for conducting unregistered investment advisory activities.
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SEBI adjudication order against Research Analyst Abhishek Kumar Singh for violations including promising assured returns, improper fee … | |||||||||||||||
SEBI adjudication order against Research Analyst Abhishek Kumar Singh for violations including promising assured returns, improper fee solicitation, and inducing clients with misleading profit claims.
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