Compliance-Violation (4)
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SEBI imposed penalty on Samdhyan Commodities Brokers Private Limited for violations related to unverified trading terminals at Authorized … | |||||||||||||
SEBI imposed penalty on Samdhyan Commodities Brokers Private Limited for violations related to unverified trading terminals at Authorized Person locations during inspection conducted on January 6, 2025.
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SEBI issues Recovery Certificate no. 8789 of 2025 against Sarvesh Kumar, proprietor of Business Mart World, for conducting unregistered … | |||||||||||||
SEBI issues Recovery Certificate no. 8789 of 2025 against Sarvesh Kumar, proprietor of Business Mart World, for conducting unregistered investment advisory activities.
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SEBI adjudication order against Research Analyst Abhishek Kumar Singh for violations including promising assured returns, improper fee … | |||||||||||||
SEBI adjudication order against Research Analyst Abhishek Kumar Singh for violations including promising assured returns, improper fee solicitation, and inducing clients with misleading profit claims.
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SEBI imposes penalty on Research Analyst Abhishek Kumar Singh (Supreme Investrade) for promising assured returns, inducing clients, and … | |||||||||||||
SEBI imposes penalty on Research Analyst Abhishek Kumar Singh (Supreme Investrade) for promising assured returns, inducing clients, and violating research analyst regulations during February-November 2024.
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