Compliance-Violation (22)

DateCircularTags
SEBI issues interim order against Nirman Agri Genetics Limited and Pranav Kailas Bagal examining alleged irregularities in IPO fund …
SEBI final order under Sections 11(1), 11(4) and 11B against Citrus Check Inns Limited and four directors for operating unregistered …
SEBI final order against Gogia Capital Services Limited (Stock Broker INZ000202733) for violations including net worth shortfall, improper …
SEBI issues final order against Gogia Capital Services Limited (Stock Broker, Reg. no. INZ000202733) for violations including shortfall in …
SEBI final order against Gogia Capital Services Limited (Stock Broker, Reg. No. INZ000202733) for violations including net worth shortfall, …
SEBI imposes penalty on Finshore Management Services Limited (Merchant Banker) for violations of ICDR Regulations and Merchant Banker Code …
SEBI issues Notice of Attachment against Kolar Sharex Private Limited for recovery proceedings under two restoration cases RC No. 440/2014 …
SEBI final order against Raghunandan Capital Private Limited for violations of Stock Brokers Regulations following thematic inspection
SEBI adjudication proceedings against Capital Stroke Investment Services Pvt. Ltd. and its directors for non-compliance with investment …
SEBI regulatory certificate/order against Sahadev Paik HUF (PAN: AAUHS4894Q) in the matter of illiquid stock options violations under Appeal …