Compliance-Violation (22)
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SEBI issues interim order against Nirman Agri Genetics Limited and Pranav Kailas Bagal examining alleged irregularities in IPO fund … | |||||||||||||||
SEBI issues interim order against Nirman Agri Genetics Limited and Pranav Kailas Bagal examining alleged irregularities in IPO fund utilization following listing on NSE SME platform in March 2023.
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SEBI final order under Sections 11(1), 11(4) and 11B against Citrus Check Inns Limited and four directors for operating unregistered … | |||||||||||||||
SEBI final order under Sections 11(1), 11(4) and 11B against Citrus Check Inns Limited and four directors for operating unregistered collective investment scheme.
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SEBI final order against Gogia Capital Services Limited (Stock Broker INZ000202733) for violations including net worth shortfall, improper … | |||||||||||||||
SEBI final order against Gogia Capital Services Limited (Stock Broker INZ000202733) for violations including net worth shortfall, improper maintenance of books of accounts, engagement in other business, and non-settlement of client funds and securities.
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SEBI issues final order against Gogia Capital Services Limited (Stock Broker, Reg. no. INZ000202733) for violations including shortfall in … | |||||||||||||||
SEBI issues final order against Gogia Capital Services Limited (Stock Broker, Reg. no. INZ000202733) for violations including shortfall in net worth, improper maintenance of books, engaging in other business, and non-settlement of clients' funds and securities.
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SEBI final order against Gogia Capital Services Limited (Stock Broker, Reg. No. INZ000202733) for violations including net worth shortfall, … | |||||||||||||||
SEBI final order against Gogia Capital Services Limited (Stock Broker, Reg. No. INZ000202733) for violations including net worth shortfall, improper book maintenance, engaging in unauthorized business, and non-settlement of client funds and securities.
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SEBI imposes penalty on Finshore Management Services Limited (Merchant Banker) for violations of ICDR Regulations and Merchant Banker Code … | |||||||||||||||
SEBI imposes penalty on Finshore Management Services Limited (Merchant Banker) for violations of ICDR Regulations and Merchant Banker Code of Conduct during inspection period April 2021 to April 2023.
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SEBI issues Notice of Attachment against Kolar Sharex Private Limited for recovery proceedings under two restoration cases RC No. 440/2014 … | |||||||||||||||
SEBI issues Notice of Attachment against Kolar Sharex Private Limited for recovery proceedings under two restoration cases RC No. 440/2014 and 568/2015.
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SEBI final order against Raghunandan Capital Private Limited for violations of Stock Brokers Regulations following thematic inspection | |||||||||||||||
SEBI final order against Raghunandan Capital Private Limited for violations of Stock Brokers Regulations following thematic inspection
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SEBI adjudication proceedings against Capital Stroke Investment Services Pvt. Ltd. and its directors for non-compliance with investment … | |||||||||||||||
SEBI adjudication proceedings against Capital Stroke Investment Services Pvt. Ltd. and its directors for non-compliance with investment adviser regulations during 2019-2020.
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SEBI regulatory certificate/order against Sahadev Paik HUF (PAN: AAUHS4894Q) in the matter of illiquid stock options violations under Appeal … | |||||||||||||||
SEBI regulatory certificate/order against Sahadev Paik HUF (PAN: AAUHS4894Q) in the matter of illiquid stock options violations under Appeal Nos. 14860 and 14861 of 2025.
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