Compliance-Failures (2)
| Date | Circular | Tags | |||||||||||||
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SEBI imposes penalties on Gretex Corporate Services Limited (Merchant Banker) for inadequate due diligence in SME IPO of Sudarshan Pharma … | |||||||||||||||
SEBI imposes penalties on Gretex Corporate Services Limited (Merchant Banker) for inadequate due diligence in SME IPO of Sudarshan Pharma Industries Limited and IPO of Akme Fintrade (India) Limited, violating ICDR and MB Regulations.
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SEBI issues order under Section 12(3) against Research Analyst Parag Salot (Registration No. INH000000115) for mis-selling services, … | |||||||||||||||
SEBI issues order under Section 12(3) against Research Analyst Parag Salot (Registration No. INH000000115) for mis-selling services, fraudulent fund collection, and multiple regulatory compliance failures.
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