Compliance-Failure (4)

DateCircularTags
SEBI imposes penalties on 5Paisa Capital Limited and its officials for multiple violations related to Online Bond Platform Provider (OBPP) …
SEBI imposes final order against Gogia Capital Services Limited (Stock Broker) for violations including net worth shortfall, improper …
SEBI final order under Section 12(3) of SEBI Act, 1992 against Research Analyst Punit Kumar for violations including guaranteed returns, …
SEBI cancels Portfolio Manager registration of Amrapali Aadya Trading and Investment Private Limited for non-compliance with regulatory …