Compliance-Failure (8)
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SEBI has issued Recovery Certificate No. 8939 of 2025 dated November 14, 2025 against Ashish P Shah (PAN: AJRPS7737C) in connection with the … | |||||||||||||||
SEBI has issued Recovery Certificate No. 8939 of 2025 dated November 14, 2025 against Ashish P Shah (PAN: AJRPS7737C) in connection with the Svarnim Trade Udyog Limited case for recovery of outstanding dues.
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SEBI settlement order against BNP Paribas for violations of FPI Regulations related to granting Category II licenses to ineligible FPIs and … | |||||||||||||||
SEBI settlement order against BNP Paribas for violations of FPI Regulations related to granting Category II licenses to ineligible FPIs and failure to identify regulatory status during conversion.
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SEBI adjudication order against Binny Limited and its directors for violations of LODR Regulations related to corporate governance, … | |||||||||||||||
SEBI adjudication order against Binny Limited and its directors for violations of LODR Regulations related to corporate governance, disclosure requirements, and listing obligations.
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SEBI issues notice of demand for recovery certificate against Jayesh N Kavi in proceedings related to Jay Energy and S. Energies Limited. | |||||||||||||||
SEBI issues notice of demand for recovery certificate against Jayesh N Kavi in proceedings related to Jay Energy and S. Energies Limited.
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SEBI imposes penalties on 5Paisa Capital Limited and its officials for multiple violations related to Online Bond Platform Provider (OBPP) … | |||||||||||||||
SEBI imposes penalties on 5Paisa Capital Limited and its officials for multiple violations related to Online Bond Platform Provider (OBPP) operations during inspection period June 2023 to March 2024.
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SEBI imposes final order against Gogia Capital Services Limited (Stock Broker) for violations including net worth shortfall, improper … | |||||||||||||||
SEBI imposes final order against Gogia Capital Services Limited (Stock Broker) for violations including net worth shortfall, improper maintenance of books of accounts, engaging in unauthorized business, and non-settlement of clients' funds and securities.
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SEBI final order under Section 12(3) of SEBI Act, 1992 against Research Analyst Punit Kumar for violations including guaranteed returns, … | |||||||||||||||
SEBI final order under Section 12(3) of SEBI Act, 1992 against Research Analyst Punit Kumar for violations including guaranteed returns, misleading clients, and non-compliance with disclosure and record-keeping requirements.
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SEBI cancels Portfolio Manager registration of Amrapali Aadya Trading and Investment Private Limited for non-compliance with regulatory … | |||||||||||||||
SEBI cancels Portfolio Manager registration of Amrapali Aadya Trading and Investment Private Limited for non-compliance with regulatory requirements.
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