Compliance (698)
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BSE reminds members to submit their System Audit Reports (SAR) for the period ended September 30, 2025 through the BEFS portal via Cymmetri, … | |||||||||||||||
BSE reminds members to submit their System Audit Reports (SAR) for the period ended September 30, 2025 through the BEFS portal via Cymmetri, including mandatory procedures for auditor login/logout during premises visits.
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BSE reminds members and auditors about the mandatory submission of System Audit Reports (SAR) through the BEFS platform via Cymmetri portal, … | |||||||||||||||
BSE reminds members and auditors about the mandatory submission of System Audit Reports (SAR) through the BEFS platform via Cymmetri portal, including detailed submission procedures.
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BSE reminds members about the mandatory submission of System Audit Reports (SAR) through the BEFS portal via Cymmetri, including detailed … | |||||||||||||||
BSE reminds members about the mandatory submission of System Audit Reports (SAR) through the BEFS portal via Cymmetri, including detailed auditor user manual and submission procedures.
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BSE reminds members to submit their System Audit Reports for the period ended September 30, 2025, through the BEFS portal via Cymmetri, with … | |||||||||||||||
BSE reminds members to submit their System Audit Reports for the period ended September 30, 2025, through the BEFS portal via Cymmetri, with mandatory login/logout tracking during premises visits.
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BSE introduces new framework requiring Trading Members to submit Action Taken Reports for internal audit non-compliances within 2 months, … | |||||||||||||||
BSE introduces new framework requiring Trading Members to submit Action Taken Reports for internal audit non-compliances within 2 months, with electronic submission through BEFS system.
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BSE introduces a new framework requiring Trading Members to submit Action Taken Reports within 2 months to close non-compliances reported in … | |||||||||||||||
BSE introduces a new framework requiring Trading Members to submit Action Taken Reports within 2 months to close non-compliances reported in Internal Audit Reports, effective from September 30, 2025 onwards.
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BSE introduces a framework for Trading Members to submit Action Taken Reports for non-compliances reported in internal audit reports, with … | |||||||||||||||
BSE introduces a framework for Trading Members to submit Action Taken Reports for non-compliances reported in internal audit reports, with specific deadlines and electronic filing requirements.
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BSE introduces a new framework for Trading Members to submit Action Taken Reports (ATR) to close non-compliances identified in internal … | |||||||||||||||
BSE introduces a new framework for Trading Members to submit Action Taken Reports (ATR) to close non-compliances identified in internal audit reports within 2 months of the submission due date.
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BSE updates the list of securities under Enhanced Surveillance Measure (ESM) framework, adding 7 new securities and moving 3 securities to … | |||||||||||||||
BSE updates the list of securities under Enhanced Surveillance Measure (ESM) framework, adding 7 new securities and moving 3 securities to higher ESM stages effective December 03, 2025.
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SEBI issues General Remittance Order for Recovery Certificate No. 8839 of 2025 against Ameet Savant, Crefin India Management Pvt. Ltd., … | |||||||||||||||
SEBI issues General Remittance Order for Recovery Certificate No. 8839 of 2025 against Ameet Savant, Crefin India Management Pvt. Ltd., Jeevendra Kumar Poddar, and Shipra Singh for unregistered portfolio management and investment advisory activities.
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