Compliance (1234)
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SEBI imposed a monetary penalty on Anand Rathi Share and Stock Brokers Limited (INZ000170832) for violations of Stock Brokers Regulations … | |||||||||||||||
SEBI imposed a monetary penalty on Anand Rathi Share and Stock Brokers Limited (INZ000170832) for violations of Stock Brokers Regulations and SEBI/Exchange Circulars related to Cyber Security & Cyber Resilience Framework, identified during a thematic inspection covering April 2023 to August 2024.
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SEBI specifies conditions for intraday borrowings by mutual funds effective April 1, 2026, and clarifies borrowing rules for equity-oriented … | |||||||||||||||
SEBI specifies conditions for intraday borrowings by mutual funds effective April 1, 2026, and clarifies borrowing rules for equity-oriented index funds and ETFs under the new SEBI (Mutual Funds) Regulations, 2026.
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BSE circular compiling clarifications from Modern Threads (India) Ltd, Afcons Infrastructure Ltd, and Confidence Petroleum India Ltd in … | |||||||||||||||
BSE circular compiling clarifications from Modern Threads (India) Ltd, Afcons Infrastructure Ltd, and Confidence Petroleum India Ltd in response to BSE surveillance queries on price/volume movements.
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BSE announces changes to the Enhanced Surveillance Measure (ESM) framework effective March 16, 2026, including new additions, stage … | |||||||||||||||
BSE announces changes to the Enhanced Surveillance Measure (ESM) framework effective March 16, 2026, including new additions, stage movements, and removals of securities.
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BSE circular relaying SEBI communication on FATF's February 2026 Plenary statements identifying jurisdictions under increased monitoring, … | |||||||||||||||
BSE circular relaying SEBI communication on FATF's February 2026 Plenary statements identifying jurisdictions under increased monitoring, including newly added Kuwait and Papua New Guinea.
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BSE announces movement of 6 securities into various GSM stages (I, II, and III) under the Graded Surveillance Measure framework effective … | |||||||||||||||
BSE announces movement of 6 securities into various GSM stages (I, II, and III) under the Graded Surveillance Measure framework effective March 13, 2026.
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NSE reminds trading members to submit Action Taken Reports (ATR) for non-compliances identified in System Audit (Type III) for the … | |||||||||||||||
NSE reminds trading members to submit Action Taken Reports (ATR) for non-compliances identified in System Audit (Type III) for the half-yearly audit period April–September 2025, with a deadline of March 31, 2026.
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NSE has approved the surrender of membership by Competent Finman Pvt. Ltd. in the Currency Derivatives and IRF segment, effective March 6, … | |||||||||||||||
NSE has approved the surrender of membership by Competent Finman Pvt. Ltd. in the Currency Derivatives and IRF segment, effective March 6, 2026.
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NSE has approved the surrender of membership by Laurel Securities Pvt. Ltd in the Interest Rate Futures Segment, effective March 5, 2026. | |||||||||||||||
NSE has approved the surrender of membership by Laurel Securities Pvt. Ltd in the Interest Rate Futures Segment, effective March 5, 2026.
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NSE has approved the surrender of Currency Derivatives segment membership by Rudra Shares & Stock Brokers Limited (SEBI Reg. No. … | |||||||||||||||
NSE has approved the surrender of Currency Derivatives segment membership by Rudra Shares & Stock Brokers Limited (SEBI Reg. No. INZ000004937), effective March 6, 2026.
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