Compliance (1014)
| Date | Circular | Tags | |||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
SEBI appeal filed by Rajendra Kumar Agrawal - scanned document requiring manual review for detailed content extraction. | |||||||||||||||
SEBI appeal filed by Rajendra Kumar Agrawal - scanned document requiring manual review for detailed content extraction.
| |||||||||||||||
BSE updates the list of securities under surveillance framework for companies with high promoter encumbrance as per SEBI SAST Regulation … | |||||||||||||||
BSE updates the list of securities under surveillance framework for companies with high promoter encumbrance as per SEBI SAST Regulation 28(3), effective February 3, 2026.
| |||||||||||||||
SEBI issues prohibitory orders for recovery certificates No.4698/2022, 6591/2023 & 7913/2024 against Nina Ajay Maloo and Ajay Sureshchandra … | |||||||||||||||
SEBI issues prohibitory orders for recovery certificates No.4698/2022, 6591/2023 & 7913/2024 against Nina Ajay Maloo and Ajay Sureshchandra Maloo in the matter of Timbor Home Limited.
| |||||||||||||||
SEBI clarifies no directions were issued against Mr Dharmendra R Shah in the final order related to SMS Techsoft (India) Limited and directs … | |||||||||||||||
SEBI clarifies no directions were issued against Mr Dharmendra R Shah in the final order related to SMS Techsoft (India) Limited and directs unfreezing of his PAN.
| |||||||||||||||
SEBI clarifies that no directions were issued against Mr Dharmendra R Shah in the SMS Techsoft India Limited matter and directs unfreezing … | |||||||||||||||
SEBI clarifies that no directions were issued against Mr Dharmendra R Shah in the SMS Techsoft India Limited matter and directs unfreezing of his PAN.
| |||||||||||||||
SEBI eliminates the requirement of Letter of Confirmation (LOC) for crediting securities to demat accounts, enabling direct credit by … | |||||||||||||||
SEBI eliminates the requirement of Letter of Confirmation (LOC) for crediting securities to demat accounts, enabling direct credit by RTAs/listed companies after due diligence to simplify investor service requests.
| |||||||||||||||
BSE updates Enhanced Surveillance Measure framework with new securities additions, stage movements, and exits effective February 01, 2026. … | |||||||||||||||
BSE updates Enhanced Surveillance Measure framework with new securities additions, stage movements, and exits effective February 01, 2026. Lists include 1 new entry, 2 upgrades to higher stages, 14 downgrades to lower stages, and 23 securities exiting ESM.
| |||||||||||||||
BSE extends the deadline for Trading Members to upload client KYC records to KRAs from the previously mandated 3-day timeline to April 03, … | |||||||||||||||
BSE extends the deadline for Trading Members to upload client KYC records to KRAs from the previously mandated 3-day timeline to April 03, 2026, following multiple extension requests.
| |||||||||||||||
SEBI extends the deadline for Trading Members to upload client KYC records to KRAs from the original timeline to April 03, 2026, with … | |||||||||||||||
SEBI extends the deadline for Trading Members to upload client KYC records to KRAs from the original timeline to April 03, 2026, with non-compliant clients restricted from trading.
| |||||||||||||||
BSE extends the deadline for Trading Members to upload client KYC records to KRAs from the 3-day requirement to April 3, 2026, with strict … | |||||||||||||||
BSE extends the deadline for Trading Members to upload client KYC records to KRAs from the 3-day requirement to April 3, 2026, with strict enforcement of KRA validation status for trading permissions.
| |||||||||||||||