Compliance (337)
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List of broker ID cards that expired in August 2025 with employee details and broker information. | |||||||||||||
List of broker ID cards that expired in August 2025 with employee details and broker information.
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BSE mandates trading members to upload and validate all active client KYC records with KRAs by September 26, 2025, with trading restricted … | |||||||||||||
BSE mandates trading members to upload and validate all active client KYC records with KRAs by September 26, 2025, with trading restricted to clients having 'KYC Registered' or 'KYC Validated' status.
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NSE mandates trading members to upload all active client KYCs to KRAs by September 26, 2025, with only KYC registered/validated clients … | |||||||||||||
NSE mandates trading members to upload all active client KYCs to KRAs by September 26, 2025, with only KYC registered/validated clients permitted to trade.
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BSE clarifies client calculation methodology and proprietary trading categorization under SEBI's Cybersecurity Framework for regulated … | |||||||||||||
BSE clarifies client calculation methodology and proprietary trading categorization under SEBI's Cybersecurity Framework for regulated entities.
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SEBI clarifies implementation guidelines for CSCRF including client count determination and proprietary trading categorization for regulated … | |||||||||||||
SEBI clarifies implementation guidelines for CSCRF including client count determination and proprietary trading categorization for regulated entities.
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SEBI clarifications on determining registered clients and categorization of proprietary trading members under the CSCRF guidelines | |||||||||||||
SEBI clarifications on determining registered clients and categorization of proprietary trading members under the CSCRF guidelines
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SEBI clarifications on client categorization and proprietary trading criteria for CSCRF compliance by research analysts and trading members. | |||||||||||||
SEBI clarifications on client categorization and proprietary trading criteria for CSCRF compliance by research analysts and trading members.
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SEBI clarifications on determining registered clients and categorization of proprietary trading members under the CSCRF guidelines. | |||||||||||||
SEBI clarifications on determining registered clients and categorization of proprietary trading members under the CSCRF guidelines.
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SEBI clarifications on determining registered client count and categorization of proprietary trading members under the CSCRF guidelines. | |||||||||||||
SEBI clarifications on determining registered client count and categorization of proprietary trading members under the CSCRF guidelines.
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BSE clarifies implementation guidelines for CSCRF including client count determination and proprietary trading member categorization … | |||||||||||||
BSE clarifies implementation guidelines for CSCRF including client count determination and proprietary trading member categorization criteria
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