Compliance (483)

DateCircularTags
BSE circular mandating SEBI registered intermediaries to adopt standardised, validated and exclusive UPI IDs for collecting payments from …
Standard Operating Procedure (V1.1) for requesting and approving 'At Valid' UPI IDs by BSE members following SEBI circular …
BSE mandates SEBI registered intermediaries to adopt standardised, validated and exclusive UPI IDs for collecting payments from investors to …
BSE issues Standard Operating Procedure (V1.1) for SEBI registered intermediaries to request and obtain validated UPI IDs for payment …
BSE circular detailing securities moving in and out of the Short Term Additional Surveillance Measure (ST-ASM) framework effective October …
BSE announces updates to the Enhanced Surveillance Measure (ESM) framework with 7 securities being newly shortlisted, 3 securities moving to …
BSE announces movement of 10 securities across different GSM stages, including one security moving to Stage 0, eight to Stage I, and one to …
BSE introduces penalty structure for position limit violations and margin violations in Securities Lending and Borrowing Scheme, effective …
ICCL revises penalty framework for SLB participants covering position limit violations and margin violations with tiered penalty structure …
ICCL updates penalty framework for SLB position limit violations and margin shortfalls, introducing tiered penalties ranging from Rs 5,000 …