Complaint-Resolution (2)
| Date | Circular | Tags | |||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
SEBI issues enquiry order against registered Investment Adviser Sai Proficient Research Investment Advisory (INA000002504) for multiple … | |||||||||||||
SEBI issues enquiry order against registered Investment Adviser Sai Proficient Research Investment Advisory (INA000002504) for multiple violations including fraud, unfair client dealings, and non-cooperation with SEBI.
| |||||||||||||
RTI Act appeal regarding complaint reporting requirements under Central Vigilance Act dismissed as respondent adequately addressed queries … | |||||||||||||
RTI Act appeal regarding complaint reporting requirements under Central Vigilance Act dismissed as respondent adequately addressed queries about complaint status on CVC portal.
| |||||||||||||