Code-of-Conduct (5)
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SEBI imposes penalty on research analyst for violations of record maintenance, annual audit, and code of conduct requirements. | |||||||||||||||
SEBI imposes penalty on research analyst for violations of record maintenance, annual audit, and code of conduct requirements.
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SEBI adjudication order against research analyst Amit Guruh Sachdeva for violations of record maintenance, audit requirements, and code of … | |||||||||||||||
SEBI adjudication order against research analyst Amit Guruh Sachdeva for violations of record maintenance, audit requirements, and code of conduct provisions.
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SEBI issues enquiry order against research analyst for failing to cooperate during inspection and allowing third parties to use his license … | |||||||||||||||
SEBI issues enquiry order against research analyst for failing to cooperate during inspection and allowing third parties to use his license inappropriately.
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SEBI adjudication order against Landmark Opportunity Fund and its officials for alleged violations of AIF regulations including breach of … | |||||||||||||||
SEBI adjudication order against Landmark Opportunity Fund and its officials for alleged violations of AIF regulations including breach of concentration limits.
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SEBI settlement order against Mr. Ankit Jain for suspected insider trading violations in AVG Logistics Limited, involving contra trades … | |||||||||||||||
SEBI settlement order against Mr. Ankit Jain for suspected insider trading violations in AVG Logistics Limited, involving contra trades resulting in profit of Rs. 1,39,361.35.
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