Client-Funds (19)
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Consolidated master circular covering all compliance requirements for Clearing Members of NSE Clearing Limited, including client … | |||||||||||||
Consolidated master circular covering all compliance requirements for Clearing Members of NSE Clearing Limited, including client registration, margin collection, dealings with clients and intermediaries, books of accounts, compliance submissions, and enforcement actions.
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NSE has rationalized and standardized penalties for trading members covering violations related to client fund misuse, securities misuse, … | |||||||||||||
NSE has rationalized and standardized penalties for trading members covering violations related to client fund misuse, securities misuse, net worth shortfalls, and non-cooperation during inspections, with tiered penalties for repeat offenders.
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NSE Clearing Limited announces revised timings for collateral up-streaming, down-streaming, and allocation windows for April 17, 2026, with … | |||||||||||||
NSE Clearing Limited announces revised timings for collateral up-streaming, down-streaming, and allocation windows for April 17, 2026, with extended hours until 8:00 PM and 10:00 PM respectively.
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NSE clarifies that stock brokers must continue complying with existing variable networth requirement of 10% of average daily client cash … | |||||||||||||
NSE clarifies that stock brokers must continue complying with existing variable networth requirement of 10% of average daily client cash balance until SEBI specifies revised requirements under new regulations.
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BSE announces the annual calendar for quarterly and monthly settlement of running account of clients' funds lying with trading members for … | |||||||||||||
BSE announces the annual calendar for quarterly and monthly settlement of running account of clients' funds lying with trading members for financial year 2026-27.
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BSE publishes the annual calendar for quarterly and monthly settlement of running account of clients' funds lying with trading members for … | |||||||||||||
BSE publishes the annual calendar for quarterly and monthly settlement of running account of clients' funds lying with trading members for financial year 2026-27.
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NSE prescribes annual calendar for quarterly and monthly settlement of running account of clients' funds lying with trading members for … | |||||||||||||
NSE prescribes annual calendar for quarterly and monthly settlement of running account of clients' funds lying with trading members for financial year 2026-27.
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BSE mandates clearing members to submit half-yearly internal audit reports covering margin collection, client funds segregation, and … | |||||||||||||
BSE mandates clearing members to submit half-yearly internal audit reports covering margin collection, client funds segregation, and compliance with regulatory requirements.
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BSE mandates clearing members to submit half-yearly internal audit reports covering margin collection, client fund segregation, and … | |||||||||||||
BSE mandates clearing members to submit half-yearly internal audit reports covering margin collection, client fund segregation, and compliance with regulatory requirements.
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BSE mandates clearing members to submit half-yearly internal audit reports covering margin collection, client fund segregation, and … | |||||||||||||
BSE mandates clearing members to submit half-yearly internal audit reports covering margin collection, client fund segregation, and compliance verification for the period ended September 30, 2025.
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