Client-Funds (18)
| Date | Circular | Tags | |||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
NSE has rationalized and standardized penalties for trading members covering violations related to client fund misuse, securities misuse, … | |||||||||||||
NSE has rationalized and standardized penalties for trading members covering violations related to client fund misuse, securities misuse, net worth shortfalls, and non-cooperation during inspections, with tiered penalties for repeat offenders.
| |||||||||||||
NSE Clearing Limited announces revised timings for collateral up-streaming, down-streaming, and allocation windows for April 17, 2026, with … | |||||||||||||
NSE Clearing Limited announces revised timings for collateral up-streaming, down-streaming, and allocation windows for April 17, 2026, with extended hours until 8:00 PM and 10:00 PM respectively.
| |||||||||||||
NSE clarifies that stock brokers must continue complying with existing variable networth requirement of 10% of average daily client cash … | |||||||||||||
NSE clarifies that stock brokers must continue complying with existing variable networth requirement of 10% of average daily client cash balance until SEBI specifies revised requirements under new regulations.
| |||||||||||||
BSE announces the annual calendar for quarterly and monthly settlement of running account of clients' funds lying with trading members for … | |||||||||||||
BSE announces the annual calendar for quarterly and monthly settlement of running account of clients' funds lying with trading members for financial year 2026-27.
| |||||||||||||
BSE publishes the annual calendar for quarterly and monthly settlement of running account of clients' funds lying with trading members for … | |||||||||||||
BSE publishes the annual calendar for quarterly and monthly settlement of running account of clients' funds lying with trading members for financial year 2026-27.
| |||||||||||||
NSE prescribes annual calendar for quarterly and monthly settlement of running account of clients' funds lying with trading members for … | |||||||||||||
NSE prescribes annual calendar for quarterly and monthly settlement of running account of clients' funds lying with trading members for financial year 2026-27.
| |||||||||||||
BSE mandates clearing members to submit half-yearly internal audit reports covering margin collection, client funds segregation, and … | |||||||||||||
BSE mandates clearing members to submit half-yearly internal audit reports covering margin collection, client funds segregation, and compliance with regulatory requirements.
| |||||||||||||
BSE mandates clearing members to submit half-yearly internal audit reports covering margin collection, client fund segregation, and … | |||||||||||||
BSE mandates clearing members to submit half-yearly internal audit reports covering margin collection, client fund segregation, and compliance with regulatory requirements.
| |||||||||||||
BSE mandates clearing members to submit half-yearly internal audit reports covering margin collection, client fund segregation, and … | |||||||||||||
BSE mandates clearing members to submit half-yearly internal audit reports covering margin collection, client fund segregation, and compliance verification for the period ended September 30, 2025.
| |||||||||||||
BSE announces rationalized and standardized penalty framework for violations and non-compliances observed during Trading Member inspections, … | |||||||||||||
BSE announces rationalized and standardized penalty framework for violations and non-compliances observed during Trading Member inspections, including financial implications and compliance requirements.
| |||||||||||||