Client-Funds (15)
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BSE announces the annual calendar for quarterly and monthly settlement of running account of clients' funds lying with trading members for … | |||||||||||||
BSE announces the annual calendar for quarterly and monthly settlement of running account of clients' funds lying with trading members for financial year 2026-27.
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BSE publishes the annual calendar for quarterly and monthly settlement of running account of clients' funds lying with trading members for … | |||||||||||||
BSE publishes the annual calendar for quarterly and monthly settlement of running account of clients' funds lying with trading members for financial year 2026-27.
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NSE prescribes annual calendar for quarterly and monthly settlement of running account of clients' funds lying with trading members for … | |||||||||||||
NSE prescribes annual calendar for quarterly and monthly settlement of running account of clients' funds lying with trading members for financial year 2026-27.
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BSE mandates clearing members to submit half-yearly internal audit reports covering margin collection, client funds segregation, and … | |||||||||||||
BSE mandates clearing members to submit half-yearly internal audit reports covering margin collection, client funds segregation, and compliance with regulatory requirements.
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BSE mandates clearing members to submit half-yearly internal audit reports covering margin collection, client fund segregation, and … | |||||||||||||
BSE mandates clearing members to submit half-yearly internal audit reports covering margin collection, client fund segregation, and compliance with regulatory requirements.
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BSE mandates clearing members to submit half-yearly internal audit reports covering margin collection, client fund segregation, and … | |||||||||||||
BSE mandates clearing members to submit half-yearly internal audit reports covering margin collection, client fund segregation, and compliance verification for the period ended September 30, 2025.
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BSE announces rationalized and standardized penalty framework for violations and non-compliances observed during Trading Member inspections, … | |||||||||||||
BSE announces rationalized and standardized penalty framework for violations and non-compliances observed during Trading Member inspections, including financial implications and compliance requirements.
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BSE introduces standardized framework for penalties on trading members covering violations with financial implications, net worth … | |||||||||||||
BSE introduces standardized framework for penalties on trading members covering violations with financial implications, net worth shortfalls, client fund misuse, and inspection non-compliance with differentiated actions for first-time and repeat offenses.
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BSE introduces standardized penalty framework for trading member violations across inspection-related non-compliances, covering financial … | |||||||||||||
BSE introduces standardized penalty framework for trading member violations across inspection-related non-compliances, covering financial violations, client fund misuse, net worth shortfalls, and data submission requirements.
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NSE introduces standardized penalty framework for trading member violations including client fund misuse, net worth shortfalls, securities … | |||||||||||||
NSE introduces standardized penalty framework for trading member violations including client fund misuse, net worth shortfalls, securities misuse, and inspection non-compliance with differentiated actions for first-time and repeat offenders.
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