Client-Funds (12)
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BSE mandates clearing members to submit half-yearly internal audit reports covering margin collection, client funds segregation, and … | |||||||||||||
BSE mandates clearing members to submit half-yearly internal audit reports covering margin collection, client funds segregation, and compliance with regulatory requirements.
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BSE mandates clearing members to submit half-yearly internal audit reports covering margin collection, client fund segregation, and … | |||||||||||||
BSE mandates clearing members to submit half-yearly internal audit reports covering margin collection, client fund segregation, and compliance with regulatory requirements.
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BSE mandates clearing members to submit half-yearly internal audit reports covering margin collection, client fund segregation, and … | |||||||||||||
BSE mandates clearing members to submit half-yearly internal audit reports covering margin collection, client fund segregation, and compliance verification for the period ended September 30, 2025.
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BSE announces rationalized and standardized penalty framework for violations and non-compliances observed during Trading Member inspections, … | |||||||||||||
BSE announces rationalized and standardized penalty framework for violations and non-compliances observed during Trading Member inspections, including financial implications and compliance requirements.
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BSE introduces standardized framework for penalties on trading members covering violations with financial implications, net worth … | |||||||||||||
BSE introduces standardized framework for penalties on trading members covering violations with financial implications, net worth shortfalls, client fund misuse, and inspection non-compliance with differentiated actions for first-time and repeat offenses.
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BSE introduces standardized penalty framework for trading member violations across inspection-related non-compliances, covering financial … | |||||||||||||
BSE introduces standardized penalty framework for trading member violations across inspection-related non-compliances, covering financial violations, client fund misuse, net worth shortfalls, and data submission requirements.
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NSE introduces standardized penalty framework for trading member violations including client fund misuse, net worth shortfalls, securities … | |||||||||||||
NSE introduces standardized penalty framework for trading member violations including client fund misuse, net worth shortfalls, securities misuse, and inspection non-compliance with differentiated actions for first-time and repeat offenders.
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SEBI final order against Gogia Capital Services Limited (Stock Broker INZ000202733) for violations including net worth shortfall, improper … | |||||||||||||
SEBI final order against Gogia Capital Services Limited (Stock Broker INZ000202733) for violations including net worth shortfall, improper maintenance of books of accounts, engagement in other business, and non-settlement of client funds and securities.
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SEBI issues final order against Gogia Capital Services Limited (Stock Broker, Reg. no. INZ000202733) for violations including shortfall in … | |||||||||||||
SEBI issues final order against Gogia Capital Services Limited (Stock Broker, Reg. no. INZ000202733) for violations including shortfall in net worth, improper maintenance of books, engaging in other business, and non-settlement of clients' funds and securities.
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SEBI issues final order against Gogia Capital Services Limited for violations including net worth shortfall, improper maintenance of books, … | |||||||||||||
SEBI issues final order against Gogia Capital Services Limited for violations including net worth shortfall, improper maintenance of books, engaging in non-securities business, and non-settlement of client funds and securities.
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