Certification (14)
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SEBI introduces a lighter NISM certification module (Series-XXV-A) for Persons Associated with Research Services (PARS) performing sales and … | |||||||||||||
SEBI introduces a lighter NISM certification module (Series-XXV-A) for Persons Associated with Research Services (PARS) performing sales and other non-core services, easing compliance burden for research analysts.
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SEBI mandates NISM Series-III-C certification for Compliance Officers of AIF Managers, effective January 01, 2027. | |||||||||||||
SEBI mandates NISM Series-III-C certification for Compliance Officers of AIF Managers, effective January 01, 2027.
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SEBI notifies the second amendment to Research Analysts Regulations, 2014, revising educational qualifications, certification requirements, … | |||||||||||||
SEBI notifies the second amendment to Research Analysts Regulations, 2014, revising educational qualifications, certification requirements, and compliance obligations for research analysts and associated persons.
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SEBI has issued the second amendment to the Research Analysts Regulations, 2014, modifying qualification requirements and certification … | |||||||||||||
SEBI has issued the second amendment to the Research Analysts Regulations, 2014, modifying qualification requirements and certification processes for research analysts and related personnel.
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SEBI permits Investment Advisers to communicate certified past performance to clients using standardized metrics including absolute returns, … | |||||||||||||
SEBI permits Investment Advisers to communicate certified past performance to clients using standardized metrics including absolute returns, CAGR, rolling returns, hits/misses, performance charts, and range of returns.
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SEBI permits Investment Advisers to communicate certified past performance to clients using specified performance metrics with mandatory … | |||||||||||||
SEBI permits Investment Advisers to communicate certified past performance to clients using specified performance metrics with mandatory disclosures and uniform calculation methodology.
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SEBI circular permits Research Analysts to communicate certified past performance to clients with specified performance metrics and … | |||||||||||||
SEBI circular permits Research Analysts to communicate certified past performance to clients with specified performance metrics and mandatory disclosure requirements.
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SEBI permits Research Analysts to communicate certified past performance to clients using specified performance metrics with mandatory … | |||||||||||||
SEBI permits Research Analysts to communicate certified past performance to clients using specified performance metrics with mandatory disclosures and consistent methodology.
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SEBI circular permits Research Analysts to communicate certified past performance to clients using standardized performance metrics and … | |||||||||||||
SEBI circular permits Research Analysts to communicate certified past performance to clients using standardized performance metrics and calculation methodologies.
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SEBI introduces interim arrangements allowing Investment Advisers and Research Analysts to communicate certified past performance data to … | |||||||||||||
SEBI introduces interim arrangements allowing Investment Advisers and Research Analysts to communicate certified past performance data to clients on request, with specific conditions and timelines tied to PaRRVA operationalization.
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