Broker-Supervision (1)
| Date | Circular | Tags | |||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
SEBI mandates joint annual inspections by all MIIs instead of separate inspections to reduce compliance burden on brokers and improve … | |||||||||||||
SEBI mandates joint annual inspections by all MIIs instead of separate inspections to reduce compliance burden on brokers and improve supervision effectiveness.
| |||||||||||||