Broker-Regulations (7)
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SEBI adjudicating officer issues penalty order against ATS Share Brokers Private Limited for violations related to association with … | |||||||||||||
SEBI adjudicating officer issues penalty order against ATS Share Brokers Private Limited for violations related to association with TradeTron and other algo trading platforms offering assured returns.
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SEBI adjudication order imposing penalty on First Global Stockbroking Private Limited for violations related to algorithmic trading platform … | |||||||||||||
SEBI adjudication order imposing penalty on First Global Stockbroking Private Limited for violations related to algorithmic trading platform TradeTron, including offering assured returns and non-compliance with SEBI circular on algo trading.
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SEBI adjudication order against Growth Securities Private Limited for violations related to association with TradeTron algo trading … | |||||||||||||
SEBI adjudication order against Growth Securities Private Limited for violations related to association with TradeTron algo trading platform, including offering assured returns and breaching stock broker regulations.
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SEBI adjudication order imposing penalty on Pentad Securities Private Limited for violations related to association with TradeTron … | |||||||||||||
SEBI adjudication order imposing penalty on Pentad Securities Private Limited for violations related to association with TradeTron algorithmic trading platform offering assured returns.
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SEBI adjudicating officer imposes penalty on Shri Parasram Holdings Private Limited (stock broker) for violations related to association … | |||||||||||||
SEBI adjudicating officer imposes penalty on Shri Parasram Holdings Private Limited (stock broker) for violations related to association with TradeTron and other algorithmic trading platforms offering assured returns.
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SEBI adjudication order against Ashlar Securities Private Limited for violations related to association with TradeTron algo trading … | |||||||||||||
SEBI adjudication order against Ashlar Securities Private Limited for violations related to association with TradeTron algo trading platform, including offering assured returns and non-compliance with SEBI circulars on algo trading.
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SEBI adjudication proceedings against Nuvama Wealth and Investment Limited (stock broker) for violations of broker regulations during … | |||||||||||||
SEBI adjudication proceedings against Nuvama Wealth and Investment Limited (stock broker) for violations of broker regulations during inspection period August 2023.
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