Broker-Obligations (2)
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SEBI notifies comprehensive regulations for registration and functioning of stock brokers and clearing members, consolidating regulatory … | |||||||||||||
SEBI notifies comprehensive regulations for registration and functioning of stock brokers and clearing members, consolidating regulatory provisions and defining obligations and responsibilities.
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NSE reiterates mandatory requirement for trading members to obtain prior instructions from clients before placing IPO bids, following … | |||||||||||||
NSE reiterates mandatory requirement for trading members to obtain prior instructions from clients before placing IPO bids, following inspection findings of non-compliance.
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