Audit-Requirements (6)
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BSE mandates clearing members to submit half-yearly internal audit reports covering margin collection, client fund segregation, and … | |||||||||||||
BSE mandates clearing members to submit half-yearly internal audit reports covering margin collection, client fund segregation, and compliance with regulatory requirements.
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BSE mandates system audit requirements and Terms of Reference (TOR) for stockbrokers and trading members covering CTCL, IBT, ALGO, DMA, and … | |||||||||||||
BSE mandates system audit requirements and Terms of Reference (TOR) for stockbrokers and trading members covering CTCL, IBT, ALGO, DMA, and SOR systems for the half year ended September 30, 2025.
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SEBI extends compliance timelines for digital accessibility requirements under Rights of Persons with Disabilities Act, 2016 and updates … | |||||||||||||
SEBI extends compliance timelines for digital accessibility requirements under Rights of Persons with Disabilities Act, 2016 and updates reporting authorities for Investment Advisors and Research Analysts.
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SEBI imposes penalties on research analyst Amit Guruh Sachdeva (Registration No. INH100005190) for violations of record maintenance, audit, … | |||||||||||||
SEBI imposes penalties on research analyst Amit Guruh Sachdeva (Registration No. INH100005190) for violations of record maintenance, audit, and code of conduct requirements.
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SEBI adjudication order against research analyst Amit Guruh Sachdeva for violations of record maintenance, audit requirements, and code of … | |||||||||||||
SEBI adjudication order against research analyst Amit Guruh Sachdeva for violations of record maintenance, audit requirements, and code of conduct provisions.
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SEBI mandates all regulated entities to ensure their digital platforms comply with disability accessibility requirements under the Rights of … | |||||||||||||
SEBI mandates all regulated entities to ensure their digital platforms comply with disability accessibility requirements under the Rights of Persons with Disabilities Act 2016.
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