Audit-Requirements (6)

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BSE mandates clearing members to submit half-yearly internal audit reports covering margin collection, client fund segregation, and …
BSE mandates system audit requirements and Terms of Reference (TOR) for stockbrokers and trading members covering CTCL, IBT, ALGO, DMA, and …
SEBI extends compliance timelines for digital accessibility requirements under Rights of Persons with Disabilities Act, 2016 and updates …
SEBI imposes penalties on research analyst Amit Guruh Sachdeva (Registration No. INH100005190) for violations of record maintenance, audit, …
SEBI adjudication order against research analyst Amit Guruh Sachdeva for violations of record maintenance, audit requirements, and code of …
SEBI mandates all regulated entities to ensure their digital platforms comply with disability accessibility requirements under the Rights of …