Audit (10)
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BSE mandates cyber security audit framework for trading members with detailed Terms of Reference covering governance, CISO requirements, … | |||||||||||||
BSE mandates cyber security audit framework for trading members with detailed Terms of Reference covering governance, CISO requirements, budget allocation, employee security protocols, and third-party due diligence based on CSCRF standards.
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BSE circular outlining Terms of Reference (TOR) for mandatory cyber security audits of trading members, including governance requirements, … | |||||||||||||
BSE circular outlining Terms of Reference (TOR) for mandatory cyber security audits of trading members, including governance requirements, CISO designation, budget allocation, employee screening, and third-party due diligence.
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NSE mandates cyber security and cyber resilience audit requirements for trading members in compliance with SEBI's CSCRF framework, with … | |||||||||||||
NSE mandates cyber security and cyber resilience audit requirements for trading members in compliance with SEBI's CSCRF framework, with specific timelines for qualified and mid-size REs.
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BSE extends the deadline for Trading Members and Clearing Members to submit their annual audited networth certificate, auditor's report, and … | |||||||||||||
BSE extends the deadline for Trading Members and Clearing Members to submit their annual audited networth certificate, auditor's report, and audited annual accounts for the financial year ending March 31, 2025.
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NSE requires trading members with Margin Trading Facility approval to submit compliance certificates through ENIT portal by October 31, … | |||||||||||||
NSE requires trading members with Margin Trading Facility approval to submit compliance certificates through ENIT portal by October 31, 2025.
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BSE requires clearing members to submit audited networth certificates, computation of networth, auditor's reports and audited annual … | |||||||||||||
BSE requires clearing members to submit audited networth certificates, computation of networth, auditor's reports and audited annual accounts for the financial year ended March 31, 2025 by October 31, 2025.
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BSE requires clearing members to submit audited networth certificates, computation statements, auditor's reports and annual accounts for the … | |||||||||||||
BSE requires clearing members to submit audited networth certificates, computation statements, auditor's reports and annual accounts for the financial year ended March 31, 2025 by October 31, 2025.
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BSE announces the launch of an online portal for empanelment of auditors to conduct system audits of trading members. | |||||||||||||
BSE announces the launch of an online portal for empanelment of auditors to conduct system audits of trading members.
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SEBI imposes penalty on research analyst for violations of record maintenance, annual audit, and code of conduct requirements. | |||||||||||||
SEBI imposes penalty on research analyst for violations of record maintenance, annual audit, and code of conduct requirements.
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SEBI imposed penalties on research analyst Amit Guruh Sachdeva (Registration No. INH100005190) for violations including improper record … | |||||||||||||
SEBI imposed penalties on research analyst Amit Guruh Sachdeva (Registration No. INH100005190) for violations including improper record maintenance and non-compliance with research analyst regulations.
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