Adjudication (142)
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SEBI settles adjudication proceedings against BofA Securities India Limited for failure to maintain Structured Digital Database (SDD) as … | |||||||||||||
SEBI settles adjudication proceedings against BofA Securities India Limited for failure to maintain Structured Digital Database (SDD) as required under PIT Regulations, with settlement amount of INR 58,50,000.
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SEBI issued a Notice of Demand for Rs. 5,26,000/- against Rajendra Madan Lal HUF (PAN: AALHR7398H) under Recovery Certificate No. 9104 of … | |||||||||||||
SEBI issued a Notice of Demand for Rs. 5,26,000/- against Rajendra Madan Lal HUF (PAN: AALHR7398H) under Recovery Certificate No. 9104 of 2026 for penalty imposed in connection with dealing in Illiquid Stock Options on BSE.
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SEBI adjudication order against Prrsaar Sampada Private Limited (stock broker) for failing to detect and prevent front running of Axis … | |||||||||||||
SEBI adjudication order against Prrsaar Sampada Private Limited (stock broker) for failing to detect and prevent front running of Axis Mutual Fund trades by its client M/s. Wessel Consultancy Pvt. Ltd. across 70 instances during April 2020 to March 2022.
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SEBI has issued a Notice of Demand for Rs. 5,21,000 against Makwana Bharat S. HUF (PAN: AALHM4561P) under Recovery Certificate No. 9093 of … | |||||||||||||
SEBI has issued a Notice of Demand for Rs. 5,21,000 against Makwana Bharat S. HUF (PAN: AALHM4561P) under Recovery Certificate No. 9093 of 2026, arising from a penalty imposed for dealing in Illiquid Stock Options on BSE.
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SEBI issues enforcement order against Prijesh Kurani and six associated entities for front running trades of big client Anustup Trading … | |||||||||||||
SEBI issues enforcement order against Prijesh Kurani and six associated entities for front running trades of big client Anustup Trading Private Limited during January 2022 to February 2023.
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SEBI issues Recovery Certificate No. RC9006 of 2026 against Sankat Mochan Holdings Private Limited (PAN: AAECS8505M) for recovery of dues … | |||||||||||||
SEBI issues Recovery Certificate No. RC9006 of 2026 against Sankat Mochan Holdings Private Limited (PAN: AAECS8505M) for recovery of dues arising from adjudication proceedings in the matter of Illiquid Stock Options.
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SEBI recovery certificate RC9047 of 2026 issued pursuant to adjudication proceedings (A.P. Nos. 15309 & 15310 of 2026) against Vijay Kumar … | |||||||||||||
SEBI recovery certificate RC9047 of 2026 issued pursuant to adjudication proceedings (A.P. Nos. 15309 & 15310 of 2026) against Vijay Kumar Chaudhary (PAN: AFXPC6574P) for trading violations in the illiquid stock options segment.
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SEBI has issued Recovery Certificate No. RC9062 of 2026 (A.P. Nos. 15317 & 15318 of 2026) against Dwitiya Trading Limited (PAN: AABCB4470B) … | |||||||||||||
SEBI has issued Recovery Certificate No. RC9062 of 2026 (A.P. Nos. 15317 & 15318 of 2026) against Dwitiya Trading Limited (PAN: AABCB4470B) for recovery of dues arising from dealings in illiquid stock options.
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SEBI has issued Recovery Certificate No. RC9063 of 2026 (A.P. Nos. 15311 & 15312 of 2026) against Advent Commosales Private Limited (PAN: … | |||||||||||||
SEBI has issued Recovery Certificate No. RC9063 of 2026 (A.P. Nos. 15311 & 15312 of 2026) against Advent Commosales Private Limited (PAN: AAICA4467G) for recovery of dues arising from dealings in illiquid stock options.
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SEBI has issued Recovery Certificate No. RC9023 of 2026 against Sohan Lal Dugar (PAN: AGUPD4142J) in connection with Appeal Nos. 15303 & … | |||||||||||||
SEBI has issued Recovery Certificate No. RC9023 of 2026 against Sohan Lal Dugar (PAN: AGUPD4142J) in connection with Appeal Nos. 15303 & 15304 of 2026, arising from adjudication proceedings in the matter of illiquid stock options.
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