Adjudication-Order (162)
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SEBI adjudication order imposing penalty on Alka Dhanuka for executing 9 non-genuine reversal trades in illiquid stock options at BSE during … | |||||||||||||||
SEBI adjudication order imposing penalty on Alka Dhanuka for executing 9 non-genuine reversal trades in illiquid stock options at BSE during April 2014 to September 2015, creating artificial volume of 20,23,750 units.
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SEBI adjudicating officer issues fresh order against five individuals for price manipulation of Darshan Orna Limited scrip using Telegram … | |||||||||||||||
SEBI adjudicating officer issues fresh order against five individuals for price manipulation of Darshan Orna Limited scrip using Telegram social media channels during September 2021 to June 2022.
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SEBI imposes adjudication proceedings against Dwaith Advisory Private Limited for charging fees beyond prescribed limits under Investment … | |||||||||||||||
SEBI imposes adjudication proceedings against Dwaith Advisory Private Limited for charging fees beyond prescribed limits under Investment Advisers Regulations, related to advisory services during investigation of RVNL scrip.
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SEBI has passed an adjudication order against Goodwill Wealth Management Private Limited, a stockbroker also registered as a Research … | |||||||||||||||
SEBI has passed an adjudication order against Goodwill Wealth Management Private Limited, a stockbroker also registered as a Research Analyst, vide order no. Order/SM/BK/2026-27/32391 dated April 28, 2026.
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SEBI adjudication order imposing penalty on Vanchhit Distributors Private Limited (formerly Exon Distributors Pvt Ltd) for executing … | |||||||||||||||
SEBI adjudication order imposing penalty on Vanchhit Distributors Private Limited (formerly Exon Distributors Pvt Ltd) for executing non-genuine reversal trades in illiquid stock options at BSE during April 2014 to September 2015, in violation of PFUTP Regulations 2003.
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SEBI adjudication order against Axis Trustee Services Ltd. for failing to adequately oversee Embassy Office Parks REIT trustee obligations … | |||||||||||||||
SEBI adjudication order against Axis Trustee Services Ltd. for failing to adequately oversee Embassy Office Parks REIT trustee obligations regarding the fit and proper eligibility of CEO Aravind Maiya following NFRA's August 2024 order.
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SEBI adjudication order against Ortem Securities Limited for multiple compliance violations found during a thematic inspection of Authorized … | |||||||||||||||
SEBI adjudication order against Ortem Securities Limited for multiple compliance violations found during a thematic inspection of Authorized Persons, including terminal misuse and failure to conduct AP inspections.
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SEBI adjudication order imposing penalties on three individuals for 38 instances of front-running trades in Rajesh Exports Ltd on NSE during … | |||||||||||||||
SEBI adjudication order imposing penalties on three individuals for 38 instances of front-running trades in Rajesh Exports Ltd on NSE during January–October 2023, yielding unlawful gains of Rs. 1.99 crore.
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SEBI adjudication order against Asirvad Micro Finance Limited for alleged violations of Companies Act 2013 and SEBI (Issue and Listing of … | |||||||||||||||
SEBI adjudication order against Asirvad Micro Finance Limited for alleged violations of Companies Act 2013 and SEBI (Issue and Listing of Debt Securities) Regulations, 2008 in connection with issuance of NCDs to Karvy Capital Limited.
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SEBI adjudication order against Emblem Tradelink Private Limited for executing non-genuine reversal trades in illiquid stock options at BSE … | |||||||||||||||
SEBI adjudication order against Emblem Tradelink Private Limited for executing non-genuine reversal trades in illiquid stock options at BSE during April 2014 to September 2015, creating artificial trading volume.
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