Adjudication-Order (159)
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SEBI has passed an adjudication order against Goodwill Wealth Management Private Limited, a stockbroker also registered as a Research … | |||||||||||||||
SEBI has passed an adjudication order against Goodwill Wealth Management Private Limited, a stockbroker also registered as a Research Analyst, vide order no. Order/SM/BK/2026-27/32391 dated April 28, 2026.
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SEBI adjudication order imposing penalty on Vanchhit Distributors Private Limited (formerly Exon Distributors Pvt Ltd) for executing … | |||||||||||||||
SEBI adjudication order imposing penalty on Vanchhit Distributors Private Limited (formerly Exon Distributors Pvt Ltd) for executing non-genuine reversal trades in illiquid stock options at BSE during April 2014 to September 2015, in violation of PFUTP Regulations 2003.
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SEBI adjudication order against Axis Trustee Services Ltd. for failing to adequately oversee Embassy Office Parks REIT trustee obligations … | |||||||||||||||
SEBI adjudication order against Axis Trustee Services Ltd. for failing to adequately oversee Embassy Office Parks REIT trustee obligations regarding the fit and proper eligibility of CEO Aravind Maiya following NFRA's August 2024 order.
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SEBI adjudication order against Ortem Securities Limited for multiple compliance violations found during a thematic inspection of Authorized … | |||||||||||||||
SEBI adjudication order against Ortem Securities Limited for multiple compliance violations found during a thematic inspection of Authorized Persons, including terminal misuse and failure to conduct AP inspections.
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SEBI adjudication order imposing penalties on three individuals for 38 instances of front-running trades in Rajesh Exports Ltd on NSE during … | |||||||||||||||
SEBI adjudication order imposing penalties on three individuals for 38 instances of front-running trades in Rajesh Exports Ltd on NSE during January–October 2023, yielding unlawful gains of Rs. 1.99 crore.
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SEBI adjudication order against Asirvad Micro Finance Limited for alleged violations of Companies Act 2013 and SEBI (Issue and Listing of … | |||||||||||||||
SEBI adjudication order against Asirvad Micro Finance Limited for alleged violations of Companies Act 2013 and SEBI (Issue and Listing of Debt Securities) Regulations, 2008 in connection with issuance of NCDs to Karvy Capital Limited.
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SEBI adjudication order against Emblem Tradelink Private Limited for executing non-genuine reversal trades in illiquid stock options at BSE … | |||||||||||||||
SEBI adjudication order against Emblem Tradelink Private Limited for executing non-genuine reversal trades in illiquid stock options at BSE during April 2014 to September 2015, creating artificial trading volume.
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SEBI adjudicating officer issues order against Goodwill Wealth Management Pvt Ltd (GMWPL) for multiple stock broker regulatory violations … | |||||||||||||||
SEBI adjudicating officer issues order against Goodwill Wealth Management Pvt Ltd (GMWPL) for multiple stock broker regulatory violations including unauthorized trading, deficient pre-order confirmations, and improper complaint redressal during April 2024–July 2025 inspection period.
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SEBI issues a final adjudication order against Arun Panchariya for his role in fraudulent Global Depository Receipt (GDR) transactions by … | |||||||||||||||
SEBI issues a final adjudication order against Arun Panchariya for his role in fraudulent Global Depository Receipt (GDR) transactions by Winsome Yarns Ltd., following remand by SAT to recompute the penalty quantum.
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SEBI issues adjudication order against Pawan Kumar Malsaria for alleged violations of LODR Regulations 17(8) and 33(2)(a) related to … | |||||||||||||||
SEBI issues adjudication order against Pawan Kumar Malsaria for alleged violations of LODR Regulations 17(8) and 33(2)(a) related to manipulation of books of accounts of Golden Tobacco Limited during FY 2009-10 to FY 2020-21.
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