Adjudication-Order (30)

DateCircularTags
SEBI imposes penalty on Chinmay P Vora for executing non-genuine reversal trades in illiquid stock options on BSE during April 2014 to …
SEBI issues recovery certificate demanding Rs. 52.51 lakhs (penalty plus interest) from four individuals jointly and severally for …
SEBI imposes penalty on Nimisha Hemani for executing reversal trades in illiquid stock options at BSE during April 2014 to September 2015, …
SEBI imposes penalties on 5Paisa Capital Limited and its officials for multiple violations related to Online Bond Platform Provider (OBPP) …
SEBI imposes penalties on M/s Alliance Research (Proprietor: Mudassir Hasan) for violations of Investment Advisers Regulations, PFUTP …
SEBI imposes penalty on Oneview Corporate Advisors Private Limited for violations during inspection including failure to exercise due …
SEBI imposes penalties on Sunny Bhatia, Surbhi Chopra Bhatia, Mamta Rani and Ashok Kumar for front running trades of Eastman Group during …
SEBI imposes penalty on Finshore Management Services Limited (Merchant Banker) for violations of ICDR Regulations and Merchant Banker Code …
SEBI imposes penalty on Mr. Rahul Sharma for insider trading violations in Swan Energy Limited scrip, involving unlawful profits of Rs. …
SEBI adjudication order against RTMCL and its officials for inflating sales and profits through artificial transactions and goods-less …