Adjudication-Order (30)
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SEBI imposes penalty on Chinmay P Vora for executing non-genuine reversal trades in illiquid stock options on BSE during April 2014 to … | |||||||||||||||
SEBI imposes penalty on Chinmay P Vora for executing non-genuine reversal trades in illiquid stock options on BSE during April 2014 to September 2015, creating artificial volumes.
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SEBI issues recovery certificate demanding Rs. 52.51 lakhs (penalty plus interest) from four individuals jointly and severally for … | |||||||||||||||
SEBI issues recovery certificate demanding Rs. 52.51 lakhs (penalty plus interest) from four individuals jointly and severally for violations in Royal Twinkle Star Club Private Limited investigation, with 15-day payment deadline.
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SEBI imposes penalty on Nimisha Hemani for executing reversal trades in illiquid stock options at BSE during April 2014 to September 2015, … | |||||||||||||||
SEBI imposes penalty on Nimisha Hemani for executing reversal trades in illiquid stock options at BSE during April 2014 to September 2015, creating artificial volumes and misleading market appearance.
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SEBI imposes penalties on 5Paisa Capital Limited and its officials for multiple violations related to Online Bond Platform Provider (OBPP) … | |||||||||||||||
SEBI imposes penalties on 5Paisa Capital Limited and its officials for multiple violations related to Online Bond Platform Provider (OBPP) operations during inspection period June 2023 to March 2024.
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SEBI imposes penalties on M/s Alliance Research (Proprietor: Mudassir Hasan) for violations of Investment Advisers Regulations, PFUTP … | |||||||||||||||
SEBI imposes penalties on M/s Alliance Research (Proprietor: Mudassir Hasan) for violations of Investment Advisers Regulations, PFUTP Regulations, and non-redressal of investor grievances during inspection period April 2018 to February 2020.
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SEBI imposes penalty on Oneview Corporate Advisors Private Limited for violations during inspection including failure to exercise due … | |||||||||||||||
SEBI imposes penalty on Oneview Corporate Advisors Private Limited for violations during inspection including failure to exercise due diligence in 3 IPOs, maintain structural digital database, and comply with NISM certification requirements.
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SEBI imposes penalties on Sunny Bhatia, Surbhi Chopra Bhatia, Mamta Rani and Ashok Kumar for front running trades of Eastman Group during … | |||||||||||||||
SEBI imposes penalties on Sunny Bhatia, Surbhi Chopra Bhatia, Mamta Rani and Ashok Kumar for front running trades of Eastman Group during January 2019 to December 2022.
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SEBI imposes penalty on Finshore Management Services Limited (Merchant Banker) for violations of ICDR Regulations and Merchant Banker Code … | |||||||||||||||
SEBI imposes penalty on Finshore Management Services Limited (Merchant Banker) for violations of ICDR Regulations and Merchant Banker Code of Conduct during inspection period April 2021 to April 2023.
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SEBI imposes penalty on Mr. Rahul Sharma for insider trading violations in Swan Energy Limited scrip, involving unlawful profits of Rs. … | |||||||||||||||
SEBI imposes penalty on Mr. Rahul Sharma for insider trading violations in Swan Energy Limited scrip, involving unlawful profits of Rs. 30.25 lakh through contra trades during September-November 2023.
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SEBI adjudication order against RTMCL and its officials for inflating sales and profits through artificial transactions and goods-less … | |||||||||||||||
SEBI adjudication order against RTMCL and its officials for inflating sales and profits through artificial transactions and goods-less invoices during 2017-2020.
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