Adjudication-Order (20)
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SEBI adjudication order against 18 entities for manipulation in SecUR Credentials Limited scrip during February-April 2022. | |||||||||||||||
SEBI adjudication order against 18 entities for manipulation in SecUR Credentials Limited scrip during February-April 2022.
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SEBI adjudication order imposing penalties on research analyst Amit Guruh Sachdeva for violations of record maintenance and regulatory … | |||||||||||||||
SEBI adjudication order imposing penalties on research analyst Amit Guruh Sachdeva for violations of record maintenance and regulatory compliance requirements.
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SEBI adjudication order against Landmark Opportunity Fund and its officials for alleged violations of AIF regulations including breach of … | |||||||||||||||
SEBI adjudication order against Landmark Opportunity Fund and its officials for alleged violations of AIF regulations including breach of concentration limits.
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SEBI adjudication order against three individuals for suspected insider trading violations in IOCL scrip based on UPSI regarding Q2 2023-24 … | |||||||||||||||
SEBI adjudication order against three individuals for suspected insider trading violations in IOCL scrip based on UPSI regarding Q2 2023-24 financial results and interim dividend.
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SEBI imposed penalties on SMC Global Securities Limited for failing to maintain NSE CTCL terminals at reported locations during inspection … | |||||||||||||||
SEBI imposed penalties on SMC Global Securities Limited for failing to maintain NSE CTCL terminals at reported locations during inspection period April 2023 to April 2024.
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SEBI adjudication order against Omprakash A Khandelwal for alleged violations in preferential allotment without complying with ICDR … | |||||||||||||||
SEBI adjudication order against Omprakash A Khandelwal for alleged violations in preferential allotment without complying with ICDR Regulations.
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SEBI adjudication order imposing penalty on stock broker Integrated Master Securities for providing false information and failing to … | |||||||||||||||
SEBI adjudication order imposing penalty on stock broker Integrated Master Securities for providing false information and failing to maintain call recordings during insider trading investigation in Mastek Ltd. scrip.
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SEBI imposes penalty on Motilal Oswal Financial Services Limited for non-compliance with stock broker regulations during inspection period … | |||||||||||||||
SEBI imposes penalty on Motilal Oswal Financial Services Limited for non-compliance with stock broker regulations during inspection period April 2022 to October 2023.
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SEBI imposes penalties on Motisons Shares Private Limited for violations of stock broker regulations, client fund handling, and compliance … | |||||||||||||||
SEBI imposes penalties on Motisons Shares Private Limited for violations of stock broker regulations, client fund handling, and compliance requirements during inspections from 2021-2024.
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SEBI imposes penalties on Trade Nexa Research Investment Advisor for charging fees without agreements and providing assurances of returns to … | |||||||||||||||
SEBI imposes penalties on Trade Nexa Research Investment Advisor for charging fees without agreements and providing assurances of returns to clients.
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