Adjudication (96)
| Date | Circular | Tags | |||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
SEBI order under Sections 11(1), 11(4), 11B(1) and 11B(2) following SAT remand directions in the matter of Timbor Home Limited against … | |||||||||||||||
SEBI order under Sections 11(1), 11(4), 11B(1) and 11B(2) following SAT remand directions in the matter of Timbor Home Limited against Paresh Nathalal Chauhan.
| |||||||||||||||
SEBI release order in adjudication proceedings RC No.301 of 2014 against Adam Comsof Ltd. in relation to Kolar Biotech Ltd. | |||||||||||||||
SEBI release order in adjudication proceedings RC No.301 of 2014 against Adam Comsof Ltd. in relation to Kolar Biotech Ltd.
| |||||||||||||||
SEBI adjudication order against Research Analyst Abhishek Kumar Singh for violations including promising assured returns, fraudulent … | |||||||||||||||
SEBI adjudication order against Research Analyst Abhishek Kumar Singh for violations including promising assured returns, fraudulent practices, and non-compliance with Research Analyst Regulations during February-November 2024.
| |||||||||||||||
SEBI adjudication order against Research Analyst Abhishek Kumar Singh for violations including promising assured returns, improper fee … | |||||||||||||||
SEBI adjudication order against Research Analyst Abhishek Kumar Singh for violations including promising assured returns, improper fee solicitation, and inducing clients with misleading profit claims.
| |||||||||||||||
SEBI adjudication order against research analyst Abhishek Kumar Singh for violations including promising assured returns, improper fee … | |||||||||||||||
SEBI adjudication order against research analyst Abhishek Kumar Singh for violations including promising assured returns, improper fee solicitation, and fraudulent trade practices during inspection period February-November 2024.
| |||||||||||||||
SEBI adjudication order against research analyst Abhishek Kumar Singh for promising assured returns, fraudulent trade practices, and … | |||||||||||||||
SEBI adjudication order against research analyst Abhishek Kumar Singh for promising assured returns, fraudulent trade practices, and violations of Research Analyst Regulations during inspection period February-November 2024.
| |||||||||||||||
SEBI settlement order against National Securities Depository Limited (NSDL) for alleged violations of various regulatory provisions … | |||||||||||||||
SEBI settlement order against National Securities Depository Limited (NSDL) for alleged violations of various regulatory provisions identified during FY 2023-24 inspection.
| |||||||||||||||
SEBI imposes penalties on Fast Track Finsec Private Limited (Merchant Banker) for multiple violations in IPO and takeover open offer … | |||||||||||||||
SEBI imposes penalties on Fast Track Finsec Private Limited (Merchant Banker) for multiple violations in IPO and takeover open offer processes during inspection period April 2020 to December 2021.
| |||||||||||||||
SEBI imposes penalty on Foreign Portfolio Investor Samena Special Situations Mauritius for violating FPI Regulations by delaying intimation … | |||||||||||||||
SEBI imposes penalty on Foreign Portfolio Investor Samena Special Situations Mauritius for violating FPI Regulations by delaying intimation of share class additions/deletions and beneficial owner information.
| |||||||||||||||
SEBI adjudication order imposing penalties on ANS Private Limited (Stock Broker, Registration No. INZ000196431) for violations of Stock … | |||||||||||||||
SEBI adjudication order imposing penalties on ANS Private Limited (Stock Broker, Registration No. INZ000196431) for violations of Stock Brokers Regulations during thematic inspection of their Authorized Person.
| |||||||||||||||