Adjudication (25)
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SEBI settlement order against BNP Paribas for violations of FPI Regulations related to granting Category II licenses to ineligible FPIs and … | |||||||||||||||
SEBI settlement order against BNP Paribas for violations of FPI Regulations related to granting Category II licenses to ineligible FPIs and failure to identify regulatory status during conversion.
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Completion of Recovery Certificate No. 6844 of 2023 against Paath Financial Services Private Limited for recovery of Rs. 7,29,000/- penalty … | |||||||||||||||
Completion of Recovery Certificate No. 6844 of 2023 against Paath Financial Services Private Limited for recovery of Rs. 7,29,000/- penalty amount in the matter of Bhageria Industries Limited.
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SEBI settlement order against Fino Payments Bank for failure to make timely and complete disclosure of material events regarding employee … | |||||||||||||||
SEBI settlement order against Fino Payments Bank for failure to make timely and complete disclosure of material events regarding employee frauds under LODR Regulations.
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SEBI adjudication order imposing penalties on SAR Televenture Limited for violating LODR regulations regarding disclosure of material … | |||||||||||||||
SEBI adjudication order imposing penalties on SAR Televenture Limited for violating LODR regulations regarding disclosure of material agreements with BSNL and NHAI.
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SEBI imposes penalties on Capital Stroke Investment Services Pvt. Ltd. and its directors for non-compliance with investment adviser … | |||||||||||||||
SEBI imposes penalties on Capital Stroke Investment Services Pvt. Ltd. and its directors for non-compliance with investment adviser regulations during 2019-2020.
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SEBI adjudication proceedings against Capital Stroke Investment Services Pvt. Ltd. and its directors for non-compliance with investment … | |||||||||||||||
SEBI adjudication proceedings against Capital Stroke Investment Services Pvt. Ltd. and its directors for non-compliance with investment adviser regulations during 2019-2020.
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SEBI adjudication order against investment adviser Capital Stroke Investment Services Pvt. Ltd. and its directors for non-compliance with … | |||||||||||||||
SEBI adjudication order against investment adviser Capital Stroke Investment Services Pvt. Ltd. and its directors for non-compliance with regulations during 2019-2020 inspection period.
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SEBI issues adjudication order against Capital Stroke Investment Services and its directors for non-compliance with investment adviser … | |||||||||||||||
SEBI issues adjudication order against Capital Stroke Investment Services and its directors for non-compliance with investment adviser regulations during 2019-2020 inspection period.
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SEBI imposes penalties on research analyst Amit Guruh Sachdeva for violations of research analyst regulations and record maintenance … | |||||||||||||||
SEBI imposes penalties on research analyst Amit Guruh Sachdeva for violations of research analyst regulations and record maintenance failures.
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SEBI imposes penalties on research analyst Amit Guruh Sachdeva (Registration No. INH100005190) for violations of record maintenance, audit, … | |||||||||||||||
SEBI imposes penalties on research analyst Amit Guruh Sachdeva (Registration No. INH100005190) for violations of record maintenance, audit, and code of conduct requirements.
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