Adjudication (21)
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SEBI imposes penalties on Capital Stroke Investment Services Pvt. Ltd. and its directors for non-compliance with investment adviser … | |||||||||||||||
SEBI imposes penalties on Capital Stroke Investment Services Pvt. Ltd. and its directors for non-compliance with investment adviser regulations during 2019-2020.
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SEBI adjudication proceedings against Capital Stroke Investment Services Pvt. Ltd. and its directors for non-compliance with investment … | |||||||||||||||
SEBI adjudication proceedings against Capital Stroke Investment Services Pvt. Ltd. and its directors for non-compliance with investment adviser regulations during 2019-2020.
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SEBI adjudication order against investment adviser Capital Stroke Investment Services Pvt. Ltd. and its directors for non-compliance with … | |||||||||||||||
SEBI adjudication order against investment adviser Capital Stroke Investment Services Pvt. Ltd. and its directors for non-compliance with regulations during 2019-2020 inspection period.
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SEBI issues adjudication order against Capital Stroke Investment Services and its directors for non-compliance with investment adviser … | |||||||||||||||
SEBI issues adjudication order against Capital Stroke Investment Services and its directors for non-compliance with investment adviser regulations during 2019-2020 inspection period.
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SEBI imposes penalties on research analyst Amit Guruh Sachdeva for violations of research analyst regulations and record maintenance … | |||||||||||||||
SEBI imposes penalties on research analyst Amit Guruh Sachdeva for violations of research analyst regulations and record maintenance failures.
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SEBI imposes penalties on research analyst Amit Guruh Sachdeva (Registration No. INH100005190) for violations of record maintenance, audit, … | |||||||||||||||
SEBI imposes penalties on research analyst Amit Guruh Sachdeva (Registration No. INH100005190) for violations of record maintenance, audit, and code of conduct requirements.
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SEBI adjudication order against Capital Stroke Investment Services Pvt. Ltd. and its directors for non-compliance with investment adviser … | |||||||||||||||
SEBI adjudication order against Capital Stroke Investment Services Pvt. Ltd. and its directors for non-compliance with investment adviser regulations.
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SEBI adjudication order against research analyst Amit Guruh Sachdeva for violations of record maintenance, audit requirements, and code of … | |||||||||||||||
SEBI adjudication order against research analyst Amit Guruh Sachdeva for violations of record maintenance, audit requirements, and code of conduct provisions.
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SEBI imposes penalties on Capital Stroke Investment Services Pvt. Ltd. and its three directors for non-compliance with investment adviser … | |||||||||||||||
SEBI imposes penalties on Capital Stroke Investment Services Pvt. Ltd. and its three directors for non-compliance with investment adviser regulations during 2019-2020.
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SEBI imposed adjudication proceedings against Capital Finance and Investments LLP for failing to cooperate in investigation of suspected … | |||||||||||||||
SEBI imposed adjudication proceedings against Capital Finance and Investments LLP for failing to cooperate in investigation of suspected trading activities in Sigma Solve Limited scrip.
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