Recent Circulars

DateCircularTags
SEBI imposed penalties on research analyst Amit Guruh Sachdeva (Registration No. INH100005190) for violations including improper record …
SEBI imposes penalties on research analyst Amit Guruh Sachdeva (Registration No. INH100005190) for violations of record maintenance, audit, …
SEBI regulatory certificate/order against Sahadev Paik HUF (PAN: AAUHS4894Q) in the matter of illiquid stock options violations under Appeal …
SEBI certificate regarding proceedings against Puran Chand Poddar HUF (PAN: AADHP0945A) in the matter of illiquid stock options.
SEBI issues enquiry order against Research Analyst Nikhil Dayanand Baljekar for failing to cooperate during inspection and allowing third …
SEBI issues enquiry order against Research Analyst Nikhil Dayanand Baljekar (INH000009001) for failing to cooperate during inspection and …
SEBI enquiry order against Research Analyst Nikhil Dayanand Baljekar for failing to cooperate during inspection and allowing third parties …
SEBI enquiry order against Research Analyst Nikhil Dayanand Baljekar for failing to cooperate during inspection and allowing third parties …
SEBI has debarred Mr. Sanjay Dalmia, Mr. Anurag Dalmia, and Mr. Ashok Kumar Joshi from securities market for periods ranging from 12-24 …
SEBI adjudication order against Capital Stroke Investment Services Pvt. Ltd. and its directors for non-compliance with investment adviser …