Recent Circulars
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SEBI imposes penalty on research analyst for violations of record maintenance, annual audit, and code of conduct requirements. | |||||||||||||||
SEBI imposes penalty on research analyst for violations of record maintenance, annual audit, and code of conduct requirements.
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SEBI imposed penalties on research analyst Amit Guruh Sachdeva (Registration No. INH100005190) for violations including improper record … | |||||||||||||||
SEBI imposed penalties on research analyst Amit Guruh Sachdeva (Registration No. INH100005190) for violations including improper record maintenance and non-compliance with research analyst regulations.
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SEBI imposes penalties on research analyst Amit Guruh Sachdeva (Registration No. INH100005190) for violations of record maintenance, audit, … | |||||||||||||||
SEBI imposes penalties on research analyst Amit Guruh Sachdeva (Registration No. INH100005190) for violations of record maintenance, audit, and code of conduct requirements.
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SEBI regulatory certificate/order against Sahadev Paik HUF (PAN: AAUHS4894Q) in the matter of illiquid stock options violations under Appeal … | |||||||||||||||
SEBI regulatory certificate/order against Sahadev Paik HUF (PAN: AAUHS4894Q) in the matter of illiquid stock options violations under Appeal Nos. 14860 and 14861 of 2025.
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SEBI certificate regarding proceedings against Puran Chand Poddar HUF (PAN: AADHP0945A) in the matter of illiquid stock options. | |||||||||||||||
SEBI certificate regarding proceedings against Puran Chand Poddar HUF (PAN: AADHP0945A) in the matter of illiquid stock options.
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SEBI issues enquiry order against Research Analyst Nikhil Dayanand Baljekar for failing to cooperate during inspection and allowing third … | |||||||||||||||
SEBI issues enquiry order against Research Analyst Nikhil Dayanand Baljekar for failing to cooperate during inspection and allowing third parties to misuse his registration.
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SEBI issues enquiry order against Research Analyst Nikhil Dayanand Baljekar (INH000009001) for failing to cooperate during inspection and … | |||||||||||||||
SEBI issues enquiry order against Research Analyst Nikhil Dayanand Baljekar (INH000009001) for failing to cooperate during inspection and allowing third parties to misuse his license.
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SEBI enquiry order against Research Analyst Nikhil Dayanand Baljekar for failing to cooperate during inspection and allowing third parties … | |||||||||||||||
SEBI enquiry order against Research Analyst Nikhil Dayanand Baljekar for failing to cooperate during inspection and allowing third parties to use his registration.
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SEBI enquiry order against Research Analyst Nikhil Dayanand Baljekar for failing to cooperate during inspection and allowing third parties … | |||||||||||||||
SEBI enquiry order against Research Analyst Nikhil Dayanand Baljekar for failing to cooperate during inspection and allowing third parties to misuse his registration.
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SEBI has debarred Mr. Sanjay Dalmia, Mr. Anurag Dalmia, and Mr. Ashok Kumar Joshi from securities market for periods ranging from 12-24 … | |||||||||||||||
SEBI has debarred Mr. Sanjay Dalmia, Mr. Anurag Dalmia, and Mr. Ashok Kumar Joshi from securities market for periods ranging from 12-24 months.
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