SEBI Circulars (376)
Securities and Exchange Board of India circulars including regulatory frameworks, policy updates, compliance guidelines, enforcement actions, and market conduct rules.
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SEBI adjudication order against three individuals for suspected insider trading violations in IOCL scrip based on UPSI regarding Q2 2023-24 … | |||||||||||||||
SEBI adjudication order against three individuals for suspected insider trading violations in IOCL scrip based on UPSI regarding Q2 2023-24 financial results and interim dividend.
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SEBI cancels Recovery Certificate No. RC8414 of 2024 issued against Om Prakash Dalmia (PAN: ADKPD7701J) in the matter of Illiquid Stock … | |||||||||||||||
SEBI cancels Recovery Certificate No. RC8414 of 2024 issued against Om Prakash Dalmia (PAN: ADKPD7701J) in the matter of Illiquid Stock Options.
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SEBI issues recovery notice against Vipin Sharma (PAN: GWBPS1865J) for operating unregistered investment advisor and portfolio manager … | |||||||||||||||
SEBI issues recovery notice against Vipin Sharma (PAN: GWBPS1865J) for operating unregistered investment advisor and portfolio manager services through Maxx Innovation Growth and Maxx Innovation.
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SEBI recovery certificate notice against Satish Agrawal HUF (AAJHS3607N) for trading violations in illiquid stock options at BSE. | |||||||||||||||
SEBI recovery certificate notice against Satish Agrawal HUF (AAJHS3607N) for trading violations in illiquid stock options at BSE.
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SEBI extends deadlines for stock brokers to submit net worth certificates required for offering margin trading facility to clients, … | |||||||||||||||
SEBI extends deadlines for stock brokers to submit net worth certificates required for offering margin trading facility to clients, harmonizing timelines with financial result declaration requirements.
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SEBI issues release order for Recovery Certificate No. RC8414 of 2024 concerning Om Prakash Dalmia in relation to Illiquid Stock Options … | |||||||||||||||
SEBI issues release order for Recovery Certificate No. RC8414 of 2024 concerning Om Prakash Dalmia in relation to Illiquid Stock Options matter.
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SEBI settlement order for KFin Technologies Limited regarding violations in share dematerialization due diligence and folio marking … | |||||||||||||||
SEBI settlement order for KFin Technologies Limited regarding violations in share dematerialization due diligence and folio marking requirements.
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SEBI enforcement order against Rahul Rao Padamati for conducting unregistered investment advisory activities through 'Baap of Chart'. | |||||||||||||||
SEBI enforcement order against Rahul Rao Padamati for conducting unregistered investment advisory activities through 'Baap of Chart'.
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SEBI enforcement action against Jadav Vamshi (PAN: BJFPJ9368B) operating as 'Baap of Chart' for conducting unregistered investment advisory … | |||||||||||||||
SEBI enforcement action against Jadav Vamshi (PAN: BJFPJ9368B) operating as 'Baap of Chart' for conducting unregistered investment advisory activities.
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SEBI remittance order against individuals and entity for providing unregistered investment advisory services through 'Baap of Chart' … | |||||||||||||||
SEBI remittance order against individuals and entity for providing unregistered investment advisory services through 'Baap of Chart' platform.
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