SEBI Circulars (1949)
Securities and Exchange Board of India circulars including regulatory frameworks, policy updates, compliance guidelines, enforcement actions, and market conduct rules.
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Appellate Authority order regarding RTI application concerning SEBI's whistleblower protection policy and handling of corruption complaints … | |||||||||||||
Appellate Authority order regarding RTI application concerning SEBI's whistleblower protection policy and handling of corruption complaints against a listed company.
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RTI appeal regarding status of complaint against a registered broker for SEBI rule violations. Appellant sought information on … | |||||||||||||
RTI appeal regarding status of complaint against a registered broker for SEBI rule violations. Appellant sought information on representation dated October 18, 2025.
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Appellate Authority dismisses RTI appeal regarding IPO allocation software and RTA compliance audits, ruling queries seek clarification … | |||||||||||||
Appellate Authority dismisses RTI appeal regarding IPO allocation software and RTA compliance audits, ruling queries seek clarification rather than information under RTI Act.
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RTI appeal regarding information on deceased investor's mutual fund holdings and transmission procedures. | |||||||||||||
RTI appeal regarding information on deceased investor's mutual fund holdings and transmission procedures.
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SEBI confirms completion of recovery proceedings against Navneet Agarwal and Sons HUF (PAN: AAGHN4487C) under Recovery Certificate No. 8433 … | |||||||||||||
SEBI confirms completion of recovery proceedings against Navneet Agarwal and Sons HUF (PAN: AAGHN4487C) under Recovery Certificate No. 8433 of 2024 dated December 10, 2024 in the matter of trading in illiquid stock options on BSE.
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SEBI revises technical glitch framework for stock brokers to enhance ease of compliance, streamlining eligibility criteria to brokers with … | |||||||||||||
SEBI revises technical glitch framework for stock brokers to enhance ease of compliance, streamlining eligibility criteria to brokers with over 10,000 clients and simplifying reporting requirements.
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SEBI issues release order for Navneet Agarwal and Sons HUF (PAN: AAGHN4487C) in the matter of trading in illiquid stock options on BSE, … | |||||||||||||
SEBI issues release order for Navneet Agarwal and Sons HUF (PAN: AAGHN4487C) in the matter of trading in illiquid stock options on BSE, Certificate No. 8433 of 2024.
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Review of Framework to address the 'technical glitches' in Stock Brokers' Electronic Trading Systems SEBI revises the technical glitch framework for stock brokers to ease compliance, streamline reporting, and rationalize technology … | |||||||||||||
SEBI revises the technical glitch framework for stock brokers to ease compliance, streamline reporting, and rationalize technology requirements and disincentive structures.
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SEBI simplifies accreditation process for investors by allowing AIFs to raise commitments pending certification and making net-worth details … | |||||||||||||
SEBI simplifies accreditation process for investors by allowing AIFs to raise commitments pending certification and making net-worth details optional in certificates.
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SEBI simplifies accreditation requirements for AIF investors, allowing investment managers to finalize contribution agreements pending … | |||||||||||||
SEBI simplifies accreditation requirements for AIF investors, allowing investment managers to finalize contribution agreements pending accreditation certificate, and removes detailed net-worth break-up requirement.
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