SEBI Circulars (1112)
Securities and Exchange Board of India circulars including regulatory frameworks, policy updates, compliance guidelines, enforcement actions, and market conduct rules.
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SEBI issues release order for recovery certificate RC8413 of 2024 concerning Sanjay Shastri in relation to illiquid stock options matter. | |||||||||||||||
SEBI issues release order for recovery certificate RC8413 of 2024 concerning Sanjay Shastri in relation to illiquid stock options matter.
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Appeal regarding access to SEBI circulars and internal communications on margin shortfall calculation and penalty policies for equity … | |||||||||||||||
Appeal regarding access to SEBI circulars and internal communications on margin shortfall calculation and penalty policies for equity derivatives.
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SEBI Compliance Remittance Order for Recovery Certificate No. 8420 of 2024 - Sushma Vimalkumar Raval SEBI compliance order for remittance regarding recovery certificate against Sushma Vimalkumar Raval in audit matters of multiple companies. | |||||||||||||||
SEBI compliance order for remittance regarding recovery certificate against Sushma Vimalkumar Raval in audit matters of multiple companies.
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SEBI issues notice of demand against Ameet Savant and others for unregistered portfolio management and investment advisory services … | |||||||||||||||
SEBI issues notice of demand against Ameet Savant and others for unregistered portfolio management and investment advisory services violations.
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Shri Amit Pradhan assumes role as Executive Director at SEBI, overseeing Legal Affairs Department and Prosecution & Settlement Department. | |||||||||||||||
Shri Amit Pradhan assumes role as Executive Director at SEBI, overseeing Legal Affairs Department and Prosecution & Settlement Department.
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Shri Avneesh Pandey appointed as Executive Director at SEBI to handle Information Technology Department. | |||||||||||||||
Shri Avneesh Pandey appointed as Executive Director at SEBI to handle Information Technology Department.
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Announcement of Shri Sanjay Chandrakant Purao's appointment as Executive Director at SEBI, handling Corporation Finance Investigation, … | |||||||||||||||
Announcement of Shri Sanjay Chandrakant Purao's appointment as Executive Director at SEBI, handling Corporation Finance Investigation, Recovery and Refund, and Internal Investigation departments.
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SEBI imposed penalties on SMC Global Securities Limited for failing to maintain NSE CTCL terminals at reported locations during inspection … | |||||||||||||||
SEBI imposed penalties on SMC Global Securities Limited for failing to maintain NSE CTCL terminals at reported locations during inspection period April 2023 to April 2024.
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SEBI adjudication order against Omprakash A Khandelwal for alleged violations in preferential allotment without complying with ICDR … | |||||||||||||||
SEBI adjudication order against Omprakash A Khandelwal for alleged violations in preferential allotment without complying with ICDR Regulations.
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SEBI Appellate Authority order on RTI appeals seeking demat account information from CDSL/NSDL, clarifying SEBI's role and depositories' … | |||||||||||||||
SEBI Appellate Authority order on RTI appeals seeking demat account information from CDSL/NSDL, clarifying SEBI's role and depositories' status under RTI Act.
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