SEBI Circulars (1112)
Securities and Exchange Board of India circulars including regulatory frameworks, policy updates, compliance guidelines, enforcement actions, and market conduct rules.
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SEBI releases recovery certificate for Sulochana Dalmia in illiquid stock options matter, completing enforcement proceedings. | |||||||||||||||
SEBI releases recovery certificate for Sulochana Dalmia in illiquid stock options matter, completing enforcement proceedings.
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SEBI releases recovery certificate and attachment proceedings against Pankaj Kumar Agarwal (PAN: AGKPA4563A) in the matter of Illiquid Stock … | |||||||||||||||
SEBI releases recovery certificate and attachment proceedings against Pankaj Kumar Agarwal (PAN: AGKPA4563A) in the matter of Illiquid Stock Options.
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SEBI adjudication order against Landmark Opportunity Fund and its officials for alleged violations of AIF regulations including breach of … | |||||||||||||||
SEBI adjudication order against Landmark Opportunity Fund and its officials for alleged violations of AIF regulations including breach of concentration limits.
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SEBI adjudication order against three individuals for suspected insider trading violations in IOCL scrip based on UPSI regarding Q2 2023-24 … | |||||||||||||||
SEBI adjudication order against three individuals for suspected insider trading violations in IOCL scrip based on UPSI regarding Q2 2023-24 financial results and interim dividend.
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SEBI cancels Recovery Certificate No. RC8414 of 2024 issued against Om Prakash Dalmia (PAN: ADKPD7701J) in the matter of Illiquid Stock … | |||||||||||||||
SEBI cancels Recovery Certificate No. RC8414 of 2024 issued against Om Prakash Dalmia (PAN: ADKPD7701J) in the matter of Illiquid Stock Options.
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SEBI issues recovery notice against Vipin Sharma (PAN: GWBPS1865J) for operating unregistered investment advisor and portfolio manager … | |||||||||||||||
SEBI issues recovery notice against Vipin Sharma (PAN: GWBPS1865J) for operating unregistered investment advisor and portfolio manager services through Maxx Innovation Growth and Maxx Innovation.
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SEBI recovery certificate notice against Satish Agrawal HUF (AAJHS3607N) for trading violations in illiquid stock options at BSE. | |||||||||||||||
SEBI recovery certificate notice against Satish Agrawal HUF (AAJHS3607N) for trading violations in illiquid stock options at BSE.
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SEBI extends deadlines for stock brokers to submit net worth certificates required for offering margin trading facility to clients, … | |||||||||||||||
SEBI extends deadlines for stock brokers to submit net worth certificates required for offering margin trading facility to clients, harmonizing timelines with financial result declaration requirements.
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SEBI issues release order for Recovery Certificate No. RC8414 of 2024 concerning Om Prakash Dalmia in relation to Illiquid Stock Options … | |||||||||||||||
SEBI issues release order for Recovery Certificate No. RC8414 of 2024 concerning Om Prakash Dalmia in relation to Illiquid Stock Options matter.
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SEBI settlement order for KFin Technologies Limited regarding violations in share dematerialization due diligence and folio marking … | |||||||||||||||
SEBI settlement order for KFin Technologies Limited regarding violations in share dematerialization due diligence and folio marking requirements.
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