SEBI Circulars (1125)
Securities and Exchange Board of India circulars including regulatory frameworks, policy updates, compliance guidelines, enforcement actions, and market conduct rules.
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RTI appeal dismissed as queries were adequately addressed, information not within SEBI's purview, and some queries were vague or grievance … | |||||||||||||||
RTI appeal dismissed as queries were adequately addressed, information not within SEBI's purview, and some queries were vague or grievance in nature.
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Appellate Authority order on RTI appeal seeking information about 'Pimco Win Win Community' WhatsApp group and SEBI's action against … | |||||||||||||||
Appellate Authority order on RTI appeal seeking information about 'Pimco Win Win Community' WhatsApp group and SEBI's action against unregistered investment advisors operating on social media platforms.
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SEBI clarifies that media reports suggesting regulatory oversight of family offices are factually incorrect and not being pursued. | |||||||||||||||
SEBI clarifies that media reports suggesting regulatory oversight of family offices are factually incorrect and not being pursued.
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SEBI issues confirmatory order against Synoptics Technologies Limited, its promoters, and Lead Manager First Overseas Capital Limited for … | |||||||||||||||
SEBI issues confirmatory order against Synoptics Technologies Limited, its promoters, and Lead Manager First Overseas Capital Limited for irregularities in IPO bidding process on NSE SME Platform.
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SEBI final order against DGS Capital Management for non-compliance with minimum net worth requirements, reporting obligations, and NISM … | |||||||||||||||
SEBI final order against DGS Capital Management for non-compliance with minimum net worth requirements, reporting obligations, and NISM certification requirements under Portfolio Managers Regulations.
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SEBI suspends registration of First Overseas Capital Ltd. (Merchant Banker) for six months due to violation of minimum net worth requirement … | |||||||||||||||
SEBI suspends registration of First Overseas Capital Ltd. (Merchant Banker) for six months due to violation of minimum net worth requirement of INR 5 crores during FY 2019-2021.
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SEBI order regarding exemption application by Vijay Lakshmi Praturi from takeover regulations for proposed acquisition of 30,00,000 equity … | |||||||||||||||
SEBI order regarding exemption application by Vijay Lakshmi Praturi from takeover regulations for proposed acquisition of 30,00,000 equity shares and 40,00,000 convertible warrants in Telecanor Global Limited through preferential allotment.
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SEBI settlement order against 14 entities for front-running trades of Marcellus group entities through misuse of non-public information by a … | |||||||||||||||
SEBI settlement order against 14 entities for front-running trades of Marcellus group entities through misuse of non-public information by a dealer.
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RTI appeal disposed as infructuous after CPIO response was delivered to appellant via registered post and uploaded on RTI portal within … | |||||||||||||||
RTI appeal disposed as infructuous after CPIO response was delivered to appellant via registered post and uploaded on RTI portal within statutory timeframe.
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RTI appeal dismissed as time-barred regarding complaint against unauthorized investment advisory services on Instagram handle … | |||||||||||||||
RTI appeal dismissed as time-barred regarding complaint against unauthorized investment advisory services on Instagram handle @financetalkwithrishabh.
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