SEBI Circulars (1125)
Securities and Exchange Board of India circulars including regulatory frameworks, policy updates, compliance guidelines, enforcement actions, and market conduct rules.
| Date | Circular | Tags | |||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
RTI appeal dismissed as SEBI does not maintain data on commodities market spot and future prices for NCDEX agriculture commodities. | |||||||||||||||
RTI appeal dismissed as SEBI does not maintain data on commodities market spot and future prices for NCDEX agriculture commodities.
| |||||||||||||||
SEBI imposes penalties on Allam Raghunath and Subrato Saha for violations of LODR Regulations related to accounting standards non-compliance … | |||||||||||||||
SEBI imposes penalties on Allam Raghunath and Subrato Saha for violations of LODR Regulations related to accounting standards non-compliance in Brightcom Group Ltd. for FY 2014-15 to 2019-20.
| |||||||||||||||
SEBI imposes final order against Gogia Capital Services Limited (Stock Broker) for violations including net worth shortfall, improper … | |||||||||||||||
SEBI imposes final order against Gogia Capital Services Limited (Stock Broker) for violations including net worth shortfall, improper maintenance of books of accounts, engaging in unauthorized business, and non-settlement of clients' funds and securities.
| |||||||||||||||
SEBI final order under Section 12(3) of SEBI Act, 1992 against Research Analyst Punit Kumar for violations including guaranteed returns, … | |||||||||||||||
SEBI final order under Section 12(3) of SEBI Act, 1992 against Research Analyst Punit Kumar for violations including guaranteed returns, misleading clients, and non-compliance with disclosure and record-keeping requirements.
| |||||||||||||||
SEBI final order against Scient Capital Private Limited for violations including failure to maintain minimum net worth requirements and NISM … | |||||||||||||||
SEBI final order against Scient Capital Private Limited for violations including failure to maintain minimum net worth requirements and NISM certification non-compliance.
| |||||||||||||||
SEBI settlement order for Swaraj Green Power and Fuel Limited for non-compliance with Companies Act provisions regarding deemed public issue … | |||||||||||||||
SEBI settlement order for Swaraj Green Power and Fuel Limited for non-compliance with Companies Act provisions regarding deemed public issue of NCRPS to more than 200 persons during FY 2014-15.
| |||||||||||||||
SEBI settlement order against Fino Payments Bank for failure to make timely and complete disclosure of material events regarding employee … | |||||||||||||||
SEBI settlement order against Fino Payments Bank for failure to make timely and complete disclosure of material events regarding employee frauds under LODR Regulations.
| |||||||||||||||
SEBI settlement order against Manish Chaturvedi, Ashish Chaturvedi, Rajni Chaturvedi and Indus Strategy Financial Advisors Private Limited … | |||||||||||||||
SEBI settlement order against Manish Chaturvedi, Ashish Chaturvedi, Rajni Chaturvedi and Indus Strategy Financial Advisors Private Limited for front running activities involving Societe Generale's trades during January 2022 to December 2023.
| |||||||||||||||
SEBI Appellate Authority dismisses RTI appeal seeking 1994-95 listing agreement between BSE and Monsanto India Limited, as requested … | |||||||||||||||
SEBI Appellate Authority dismisses RTI appeal seeking 1994-95 listing agreement between BSE and Monsanto India Limited, as requested information not available with SEBI.
| |||||||||||||||
RTI appeal regarding public disclosure of RCA (Root Cause Analysis) reports for technical glitches by stock exchanges NSE and BSE under SEBI … | |||||||||||||||
RTI appeal regarding public disclosure of RCA (Root Cause Analysis) reports for technical glitches by stock exchanges NSE and BSE under SEBI Circular SEBI/HO/MIRSD/TPD1/P/CIR/2022/160.
| |||||||||||||||