SEBI Circulars (1417)
Securities and Exchange Board of India circulars including regulatory frameworks, policy updates, compliance guidelines, enforcement actions, and market conduct rules.
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SEBI adjudication order against Raman Kumar & Sons (HUF) for executing non-genuine reversal trades in illiquid stock options on BSE during … | |||||||||||||
SEBI adjudication order against Raman Kumar & Sons (HUF) for executing non-genuine reversal trades in illiquid stock options on BSE during April 2014 to September 2015, in violation of PFUTP Regulations 2003.
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SEBI adjudication order against investment adviser Chenthil R Iyer for continuing investment advisory activities after registration expiry … | |||||||||||||
SEBI adjudication order against investment adviser Chenthil R Iyer for continuing investment advisory activities after registration expiry and operating without a valid NISM certificate.
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SEBI completes Recovery Certificate No. 8914 of 2025 against Mr. Manjeet H Gandhi (PAN: BCFPG8204G) for Rs. 1,88,18,539 following payment of … | |||||||||||||
SEBI completes Recovery Certificate No. 8914 of 2025 against Mr. Manjeet H Gandhi (PAN: BCFPG8204G) for Rs. 1,88,18,539 following payment of dues related to non-payment of broker registration fees.
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SEBI announces completion of Recovery Certificate No. 8978 of 2025 dated December 19, 2025, issued against defaulter Megha Nibhwani (PAN: … | |||||||||||||
SEBI announces completion of Recovery Certificate No. 8978 of 2025 dated December 19, 2025, issued against defaulter Megha Nibhwani (PAN: AXPPN4024M) in the matter of ISO at BSE.
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SEBI issues notice of demand under Recovery Certificate No. RC9044 of 2026 against Tarkeshwar Kaloya (PAN: DGDPK0047R) in connection with … | |||||||||||||
SEBI issues notice of demand under Recovery Certificate No. RC9044 of 2026 against Tarkeshwar Kaloya (PAN: DGDPK0047R) in connection with the illiquid stock options case.
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SEBI has issued a Notice of Demand dated 20.02.2026 against Thakrar Diptiben Maheshbhai (PAN: BUCPT0506P) for recovery of Rs. 60,84,794 in … | |||||||||||||
SEBI has issued a Notice of Demand dated 20.02.2026 against Thakrar Diptiben Maheshbhai (PAN: BUCPT0506P) for recovery of Rs. 60,84,794 in the matter of Real Capital Services, directing payment within 15 days failing which coercive recovery measures will follow.
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SEBI issued a Notice of Demand under Section 28A of the SEBI Act for recovery of Rs. 6,85,000 from Thakrar Diptiben Maheshbhai (PAN: … | |||||||||||||
SEBI issued a Notice of Demand under Section 28A of the SEBI Act for recovery of Rs. 6,85,000 from Thakrar Diptiben Maheshbhai (PAN: BUCPT0506P) in the matter of Real Capital Services, with payment due within 15 days.
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SEBI issues a Notice of Demand for Rs. 54,98,843 against Kirtibhai Chavda, Proprietor of Shreesons Enterprise (PAN: BWXPC9835P), under … | |||||||||||||
SEBI issues a Notice of Demand for Rs. 54,98,843 against Kirtibhai Chavda, Proprietor of Shreesons Enterprise (PAN: BWXPC9835P), under Recovery Certificate No. 9037 of 2026 in the matter of Real Capital Services, directing payment within 15 days.
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SEBI issued a Notice of Demand under Section 28A of the SEBI Act for recovery of Rs. 1,15,000/- from Kirtibhai Chavda (Proprietor, Shreesons … | |||||||||||||
SEBI issued a Notice of Demand under Section 28A of the SEBI Act for recovery of Rs. 1,15,000/- from Kirtibhai Chavda (Proprietor, Shreesons Enterprise) in connection with a penalty imposed in the matter of Real Capital Services.
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SEBI has issued Recovery Certificate No. RC9011 of 2026 under A.P. Nos. 15166 & 15167 against Kusum Devi Agarwal (PAN: AFBPA5176P) for … | |||||||||||||
SEBI has issued Recovery Certificate No. RC9011 of 2026 under A.P. Nos. 15166 & 15167 against Kusum Devi Agarwal (PAN: AFBPA5176P) for recovery of dues arising from adjudication orders in the matter of Illiquid Stock Options.
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