SEBI Circulars (1573)
Securities and Exchange Board of India circulars including regulatory frameworks, policy updates, compliance guidelines, enforcement actions, and market conduct rules.
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SEBI issues a prohibitory order against Veerabhadra Rao Dandamudi under Recovery Certificate No. 2204 of 2019 in the matter of Exelon … | |||||||||||||||
SEBI issues a prohibitory order against Veerabhadra Rao Dandamudi under Recovery Certificate No. 2204 of 2019 in the matter of Exelon Infrastructure Ltd., directing attachment of assets to recover outstanding dues.
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SEBI issues Recovery Certificate No. RC9044 of 2026 under A.P. Nos. 15236 & 15237 of 2026 against Tarkeshwar Kaloya (PAN: DGDPK0047R) for … | |||||||||||||||
SEBI issues Recovery Certificate No. RC9044 of 2026 under A.P. Nos. 15236 & 15237 of 2026 against Tarkeshwar Kaloya (PAN: DGDPK0047R) for recovery of penalty imposed in the matter of Illiquid Stock Options.
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SEBI issues Recovery Certificate No. RC9046 of 2026 under A.P. Nos. 15234 & 15235 of 2026 against Sheo Kumar Kejriwal HUF (PAN: AAXHS5756C) … | |||||||||||||||
SEBI issues Recovery Certificate No. RC9046 of 2026 under A.P. Nos. 15234 & 15235 of 2026 against Sheo Kumar Kejriwal HUF (PAN: AAXHS5756C) for dues arising from the illiquid stock options matter.
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SEBI issues a release order for Recovery Certificate No. RC8035 of 2024 against Kamla Devi Bajoria (PAN: ADVPB0868R) in the matter of … | |||||||||||||||
SEBI issues a release order for Recovery Certificate No. RC8035 of 2024 against Kamla Devi Bajoria (PAN: ADVPB0868R) in the matter of illiquid stock options, indicating recovery/settlement of dues.
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SEBI issues a release order for Recovery Certificate No. 3313 of 2021 against Deepakkumar Shubhashchandra Mehta, indicating compliance with … | |||||||||||||||
SEBI issues a release order for Recovery Certificate No. 3313 of 2021 against Deepakkumar Shubhashchandra Mehta, indicating compliance with dues arising from dealings in illiquid stock options at BSE.
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SEBI issues a release order for Recovery Certificate No. 7370 of 2023 against Mamta Garg (PAN: AGWPG4082A), indicating compliance with dues … | |||||||||||||||
SEBI issues a release order for Recovery Certificate No. 7370 of 2023 against Mamta Garg (PAN: AGWPG4082A), indicating compliance with dues related to illiquid stock options trading at BSE.
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SEBI adjudication order imposing penalty on Mr. Amit Kumar Singhl, CFO of Blue Coast Hotels Limited, for multiple violations of LODR … | |||||||||||||||
SEBI adjudication order imposing penalty on Mr. Amit Kumar Singhl, CFO of Blue Coast Hotels Limited, for multiple violations of LODR Regulations during FY19-FY22 including financial statement irregularities.
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SEBI adjudication order imposing penalty on Maa Mahamaya Rolling Mill Pvt. Ltd. for executing non-genuine reversal trades in illiquid stock … | |||||||||||||||
SEBI adjudication order imposing penalty on Maa Mahamaya Rolling Mill Pvt. Ltd. for executing non-genuine reversal trades in illiquid stock options at BSE during April 2014 to September 2015, creating artificial trading volumes.
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SEBI has completed the recovery certificate proceedings against Uttam Dealers Pvt. Ltd. (PAN: AABCU1506F) in the matter of illiquid stock … | |||||||||||||||
SEBI has completed the recovery certificate proceedings against Uttam Dealers Pvt. Ltd. (PAN: AABCU1506F) in the matter of illiquid stock options, signifying full recovery of dues.
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SEBI introduces a lighter NISM Series-XXV-A certification for Persons Associated with Research Services (PARS) engaged in sales and other … | |||||||||||||||
SEBI introduces a lighter NISM Series-XXV-A certification for Persons Associated with Research Services (PARS) engaged in sales and other non-core services, easing compliance requirements for non-research staff.
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