SEBI Circulars (1710)
Securities and Exchange Board of India circulars including regulatory frameworks, policy updates, compliance guidelines, enforcement actions, and market conduct rules.
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SEBI adjudicating officer issues penalty order against ATS Share Brokers Private Limited for violations related to association with … | |||||||||||||||
SEBI adjudicating officer issues penalty order against ATS Share Brokers Private Limited for violations related to association with TradeTron and other algo trading platforms offering assured returns.
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SEBI adjudication order imposing penalty on First Global Stockbroking Private Limited for violations related to algorithmic trading platform … | |||||||||||||||
SEBI adjudication order imposing penalty on First Global Stockbroking Private Limited for violations related to algorithmic trading platform TradeTron, including offering assured returns and non-compliance with SEBI circular on algo trading.
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SEBI adjudication order against Ganganagar Commodity Limited (stock broker) for violations related to association with TradeTron and other … | |||||||||||||||
SEBI adjudication order against Ganganagar Commodity Limited (stock broker) for violations related to association with TradeTron and other algo trading platforms offering assured returns, resulting in penalty under Section 15HB of the SEBI Act.
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SEBI adjudication order against Growth Securities Private Limited for violations related to association with TradeTron algo trading … | |||||||||||||||
SEBI adjudication order against Growth Securities Private Limited for violations related to association with TradeTron algo trading platform, including offering assured returns and breaching stock broker regulations.
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SEBI adjudication order imposing penalty on ITI Securities Broking Limited for violations related to association with TradeTron algorithmic … | |||||||||||||||
SEBI adjudication order imposing penalty on ITI Securities Broking Limited for violations related to association with TradeTron algorithmic trading platform offering assured returns.
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SEBI adjudicating officer issues order against Northeast Broking Services Limited for violations related to association with TradeTron algo … | |||||||||||||||
SEBI adjudicating officer issues order against Northeast Broking Services Limited for violations related to association with TradeTron algo trading platform, including offering assured returns and non-compliance with SEBI circular on algorithmic trading.
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SEBI adjudication order imposing penalty on Pentad Securities Private Limited for violations related to association with TradeTron … | |||||||||||||||
SEBI adjudication order imposing penalty on Pentad Securities Private Limited for violations related to association with TradeTron algorithmic trading platform offering assured returns.
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SEBI's adjudicating officer issued a penalty order against R. K. Stockholding Pvt. Ltd. for alleged violations related to association with … | |||||||||||||||
SEBI's adjudicating officer issued a penalty order against R. K. Stockholding Pvt. Ltd. for alleged violations related to association with TradeTron algo trading platform offering assured returns, breaching SEBI circular dated September 02, 2022 and Stock Brokers Regulations.
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SEBI adjudicating officer imposes penalty on Shri Parasram Holdings Private Limited (stock broker) for violations related to association … | |||||||||||||||
SEBI adjudicating officer imposes penalty on Shri Parasram Holdings Private Limited (stock broker) for violations related to association with TradeTron and other algorithmic trading platforms offering assured returns.
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SEBI adjudication order against three individuals — Arvind Babulal Goyal, Pooja Arvind Goyal, and Abhay Javlekar — for violations related to … | |||||||||||||||
SEBI adjudication order against three individuals — Arvind Babulal Goyal, Pooja Arvind Goyal, and Abhay Javlekar — for violations related to substantial acquisition, insider trading, and fraudulent trade practices in Incap Financial Services Limited, remanded by SAT for fresh proceedings.
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