SEBI Circulars (376)
Securities and Exchange Board of India circulars including regulatory frameworks, policy updates, compliance guidelines, enforcement actions, and market conduct rules.
| Date | Circular | Tags | |||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
SEBI order addressing complaints regarding collusion, pledge invocation, and scheme of arrangement involving Katalyst Software Services … | |||||||||||||||
SEBI order addressing complaints regarding collusion, pledge invocation, and scheme of arrangement involving Katalyst Software Services Limited and Karvy Capital Limited.
| |||||||||||||||
SEBI cancels Recovery Certificate No. 8418 of 2024 issued against Heet Manish Bapna for unregistered investment advisory services. | |||||||||||||||
SEBI cancels Recovery Certificate No. 8418 of 2024 issued against Heet Manish Bapna for unregistered investment advisory services.
| |||||||||||||||
SEBI issues Recovery Certificate No. 8883 of 2025 against Mr. Jitendra Bharbhuja (Proprietor of Maxx Innovation) for providing unregistered … | |||||||||||||||
SEBI issues Recovery Certificate No. 8883 of 2025 against Mr. Jitendra Bharbhuja (Proprietor of Maxx Innovation) for providing unregistered investment advisory and portfolio management services.
| |||||||||||||||
SEBI initiated proceedings against Bengal Artisans Craft Company Limited and its directors for issuing equity shares to more than 200 … | |||||||||||||||
SEBI initiated proceedings against Bengal Artisans Craft Company Limited and its directors for issuing equity shares to more than 200 persons without following public issue norms under Securities laws.
| |||||||||||||||
SEBI compliance order releasing bank accounts, demat accounts and mutual fund folios of Mr. Nirmal Jain under Recovery Certificate No. 4558 … | |||||||||||||||
SEBI compliance order releasing bank accounts, demat accounts and mutual fund folios of Mr. Nirmal Jain under Recovery Certificate No. 4558 of 2022.
| |||||||||||||||
SEBI compliance release order for Recovery Certificate No. 8418 of 2024 against Heet Manish Bapna alias Heet Manish Bafna regarding … | |||||||||||||||
SEBI compliance release order for Recovery Certificate No. 8418 of 2024 against Heet Manish Bapna alias Heet Manish Bafna regarding unregistered investment advisory services.
| |||||||||||||||
SEBI imposes penalties on Capital Stroke Investment Services Pvt. Ltd. and its three directors for non-compliance with investment adviser … | |||||||||||||||
SEBI imposes penalties on Capital Stroke Investment Services Pvt. Ltd. and its three directors for non-compliance with investment adviser regulations during 2019-2020.
| |||||||||||||||
SEBI adjudication order imposing penalties on research analyst Amit Guruh Sachdeva for violations of record maintenance and regulatory … | |||||||||||||||
SEBI adjudication order imposing penalties on research analyst Amit Guruh Sachdeva for violations of record maintenance and regulatory compliance requirements.
| |||||||||||||||
SEBI issues certificate of completion for recovery proceedings against Nelesh Devendra Vora related to VKS Project Limited matter. | |||||||||||||||
SEBI issues certificate of completion for recovery proceedings against Nelesh Devendra Vora related to VKS Project Limited matter.
| |||||||||||||||
SEBI issues notice of bank account attachment against Pragya Dairies and Agro Limited and five individuals in enforcement proceedings under … | |||||||||||||||
SEBI issues notice of bank account attachment against Pragya Dairies and Agro Limited and five individuals in enforcement proceedings under RC No. 4800/2022.
| |||||||||||||||