SEBI Circulars (934)
Securities and Exchange Board of India circulars including regulatory frameworks, policy updates, compliance guidelines, enforcement actions, and market conduct rules.
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RTI appeal seeking information about e-auction of ICore property conducted by SEBI on behalf of Justice Talukdar Committee, with SEBI citing … | |||||||||||||||
RTI appeal seeking information about e-auction of ICore property conducted by SEBI on behalf of Justice Talukdar Committee, with SEBI citing fiduciary capacity exemption.
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SEBI Appellate Authority partially allows RTI appeal regarding complaint status information while rejecting queries seeking clarification … | |||||||||||||||
SEBI Appellate Authority partially allows RTI appeal regarding complaint status information while rejecting queries seeking clarification and opinion.
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SEBI issues notice of demand for recovery certificate against defaulter Vijay Pujara (PAN: AGXPP5209R) in connection with Continental Seeds … | |||||||||||||||
SEBI issues notice of demand for recovery certificate against defaulter Vijay Pujara (PAN: AGXPP5209R) in connection with Continental Seeds and Chemicals Limited.
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Bombay High Court order regarding transfer of investigation in FIR No.120 of 2019 against Highbrow Market Research Investment Advisor Pvt. … | |||||||||||||||
Bombay High Court order regarding transfer of investigation in FIR No.120 of 2019 against Highbrow Market Research Investment Advisor Pvt. Ltd. and its Directors, with CBI investigation concluded and SIT constituted.
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SEBI issues release order for recovery certificate RC8413 of 2024 concerning Sanjay Shastri in relation to illiquid stock options matter. | |||||||||||||||
SEBI issues release order for recovery certificate RC8413 of 2024 concerning Sanjay Shastri in relation to illiquid stock options matter.
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Appeal regarding access to SEBI circulars and internal communications on margin shortfall calculation and penalty policies for equity … | |||||||||||||||
Appeal regarding access to SEBI circulars and internal communications on margin shortfall calculation and penalty policies for equity derivatives.
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SEBI Compliance Remittance Order for Recovery Certificate No. 8420 of 2024 - Sushma Vimalkumar Raval SEBI compliance order for remittance regarding recovery certificate against Sushma Vimalkumar Raval in audit matters of multiple companies. | |||||||||||||||
SEBI compliance order for remittance regarding recovery certificate against Sushma Vimalkumar Raval in audit matters of multiple companies.
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SEBI issues notice of demand against Ameet Savant and others for unregistered portfolio management and investment advisory services … | |||||||||||||||
SEBI issues notice of demand against Ameet Savant and others for unregistered portfolio management and investment advisory services violations.
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Shri Amit Pradhan assumes role as Executive Director at SEBI, overseeing Legal Affairs Department and Prosecution & Settlement Department. | |||||||||||||||
Shri Amit Pradhan assumes role as Executive Director at SEBI, overseeing Legal Affairs Department and Prosecution & Settlement Department.
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Shri Avneesh Pandey appointed as Executive Director at SEBI to handle Information Technology Department. | |||||||||||||||
Shri Avneesh Pandey appointed as Executive Director at SEBI to handle Information Technology Department.
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