SEBI Circulars (1125)
Securities and Exchange Board of India circulars including regulatory frameworks, policy updates, compliance guidelines, enforcement actions, and market conduct rules.
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SEBI issues recovery certificate for attachment of bank and demat accounts of Wellindia Securities Limited (formerly Stock Brain Net Ltd., … | |||||||||||||||
SEBI issues recovery certificate for attachment of bank and demat accounts of Wellindia Securities Limited (formerly Stock Brain Net Ltd., now Brain Strong Consulting Limited) in matter of dealings in illiquid stock options at BSE.
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Recovery Officer order under Rule 11 of Second Schedule to Income-Tax Act, 1961 in the matter of penalty recovery from Ms. Shilpa Kotak for … | |||||||||||||||
Recovery Officer order under Rule 11 of Second Schedule to Income-Tax Act, 1961 in the matter of penalty recovery from Ms. Shilpa Kotak for trading violations in Sujit Karkera and Group case.
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SEBI amends ICDR Regulations 2018 to revise anchor investor allocation norms, modifying investor limits and introducing reservations for … | |||||||||||||||
SEBI amends ICDR Regulations 2018 to revise anchor investor allocation norms, modifying investor limits and introducing reservations for mutual funds, life insurance companies, and pension funds.
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Amendment to SEBI Mutual Funds Regulations, 1996 introducing changes to investment limits for Specialized Investment Funds in REITs and … | |||||||||||||||
Amendment to SEBI Mutual Funds Regulations, 1996 introducing changes to investment limits for Specialized Investment Funds in REITs and equity paid-up capital, and modifications to cash holding requirements.
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SEBI adjudication order against Middleton Goods Pvt. Ltd. for executing non-genuine reversal trades in illiquid stock options on BSE during … | |||||||||||||||
SEBI adjudication order against Middleton Goods Pvt. Ltd. for executing non-genuine reversal trades in illiquid stock options on BSE during April 2014 to September 2015, violating PFUTP Regulations.
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SEBI imposes penalty on Ms. Ritu Agarwal for executing non-genuine reversal trades in illiquid stock options on BSE during April 2014 to … | |||||||||||||||
SEBI imposes penalty on Ms. Ritu Agarwal for executing non-genuine reversal trades in illiquid stock options on BSE during April 2014 to September 2015, creating artificial volumes and false appearance of trading.
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SEBI imposes adjudication order against Shyam Sunder Vyas HUF for executing non-genuine reversal trades in illiquid stock options on BSE … | |||||||||||||||
SEBI imposes adjudication order against Shyam Sunder Vyas HUF for executing non-genuine reversal trades in illiquid stock options on BSE during April 2014 to September 2015, creating artificial volumes.
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SEBI adjudication order against Binny Limited and its directors for violations of LODR Regulations related to corporate governance, … | |||||||||||||||
SEBI adjudication order against Binny Limited and its directors for violations of LODR Regulations related to corporate governance, disclosure requirements, and listing obligations.
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SEBI imposes adjudication proceedings against Choice Equity Broking Private Limited for violations related to Cyber Security & Cyber … | |||||||||||||||
SEBI imposes adjudication proceedings against Choice Equity Broking Private Limited for violations related to Cyber Security & Cyber Resilience framework during inspection for period April 2023 to August 2024.
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Appellate Authority remits RTI application back to CPIO for reconsideration regarding SEBI circulars on uniform norms for good and bad … | |||||||||||||||
Appellate Authority remits RTI application back to CPIO for reconsideration regarding SEBI circulars on uniform norms for good and bad deliveries in physical securities transfer.
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