SEBI Circulars (936)
Securities and Exchange Board of India circulars including regulatory frameworks, policy updates, compliance guidelines, enforcement actions, and market conduct rules.
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SEBI settlement order against Fino Payments Bank for failure to make timely and complete disclosure of material events regarding employee … | |||||||||||||||
SEBI settlement order against Fino Payments Bank for failure to make timely and complete disclosure of material events regarding employee frauds under LODR Regulations.
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SEBI settlement order against Manish Chaturvedi, Ashish Chaturvedi, Rajni Chaturvedi and Indus Strategy Financial Advisors Private Limited … | |||||||||||||||
SEBI settlement order against Manish Chaturvedi, Ashish Chaturvedi, Rajni Chaturvedi and Indus Strategy Financial Advisors Private Limited for front running activities involving Societe Generale's trades during January 2022 to December 2023.
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SEBI Appellate Authority dismisses RTI appeal seeking 1994-95 listing agreement between BSE and Monsanto India Limited, as requested … | |||||||||||||||
SEBI Appellate Authority dismisses RTI appeal seeking 1994-95 listing agreement between BSE and Monsanto India Limited, as requested information not available with SEBI.
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RTI appeal regarding public disclosure of RCA (Root Cause Analysis) reports for technical glitches by stock exchanges NSE and BSE under SEBI … | |||||||||||||||
RTI appeal regarding public disclosure of RCA (Root Cause Analysis) reports for technical glitches by stock exchanges NSE and BSE under SEBI Circular SEBI/HO/MIRSD/TPD1/P/CIR/2022/160.
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RTI appeal dismissed as queries were adequately addressed, information not within SEBI's purview, and some queries were vague or grievance … | |||||||||||||||
RTI appeal dismissed as queries were adequately addressed, information not within SEBI's purview, and some queries were vague or grievance in nature.
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Appellate Authority order on RTI appeal seeking information about 'Pimco Win Win Community' WhatsApp group and SEBI's action against … | |||||||||||||||
Appellate Authority order on RTI appeal seeking information about 'Pimco Win Win Community' WhatsApp group and SEBI's action against unregistered investment advisors operating on social media platforms.
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SEBI clarifies that media reports suggesting regulatory oversight of family offices are factually incorrect and not being pursued. | |||||||||||||||
SEBI clarifies that media reports suggesting regulatory oversight of family offices are factually incorrect and not being pursued.
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SEBI issues confirmatory order against Synoptics Technologies Limited, its promoters, and Lead Manager First Overseas Capital Limited for … | |||||||||||||||
SEBI issues confirmatory order against Synoptics Technologies Limited, its promoters, and Lead Manager First Overseas Capital Limited for irregularities in IPO bidding process on NSE SME Platform.
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SEBI final order against DGS Capital Management for non-compliance with minimum net worth requirements, reporting obligations, and NISM … | |||||||||||||||
SEBI final order against DGS Capital Management for non-compliance with minimum net worth requirements, reporting obligations, and NISM certification requirements under Portfolio Managers Regulations.
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SEBI suspends registration of First Overseas Capital Ltd. (Merchant Banker) for six months due to violation of minimum net worth requirement … | |||||||||||||||
SEBI suspends registration of First Overseas Capital Ltd. (Merchant Banker) for six months due to violation of minimum net worth requirement of INR 5 crores during FY 2019-2021.
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